Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Aidan O'Connor
IRN AXO00013
- (2525)CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2004)
- (2526)CF7 Sole Trader (AR) (1 Dec 2001 to 9 Jun 2004)
Aiden Patrick Goldrick
IRN APG00017
- (427)CF7 Sole Trader (AR) (1 Dec 2001 to 29 Oct 2004)
- (426)CF21 Investment Adviser (1 Dec 2001 to 20 Oct 2003)
Aimee Bowkett
IRN AXB04234
- (2596)[FCA CF] Client dealing (13 Nov 2023 to 14 Nov 2023)
Alan Butcher
IRN AXB06556
- (2654)[FCA CF] Significant management (1 Apr 2020 to 21 Oct 2021)
Alan Charles Robinson
IRN ACR00012
- (36)CF1 Director (AR) (1 Dec 2001 to 2 Oct 2003)
Alan Currie
IRN AXC01484
- (1248)CF21 Investment Adviser (3 Sep 2002 to 29 Oct 2007)
- (1247)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Sep 2002)
Alan David Davis
IRN ADD00009
- (642)CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
Alan David Huddart
IRN ADH00019
- (2204)CF21 Investment Adviser (22 Jul 2002 to 29 Oct 2007)
- (2203)CF22 Investment Adviser (Trainee) (5 Mar 2002 to 22 Jul 2002)
Alan Douglas Aldridge
IRN ADA00008
- (88)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Oct 2005)
Alan Drew Rae
IRN ADR00014
- (950)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Whitegates Estate Agency (no longer appointed)
FRN 200816 · Appointed 4 Jan 1993 · Until 1 Dec 2001
Christopher Marks (no longer appointed)
FRN 175183 · Appointed 4 Jan 1993 · Until 16 Jul 2002
Spire Estates & Financial Services (no longer appointed)
FRN 157358 · Appointed 2 Jan 1993 · Until 11 Nov 2004
Personal Investment Planning (no longer appointed)
FRN 159130 · Appointed 1 Jan 1993 · Until 11 Oct 2006
Wharmton Estates (no longer appointed)
FRN 176343 · Appointed 1 Jan 1993 · Until 1 Dec 2001
Clive James (Investments) Ltd (no longer appointed)
FRN 163855 · Appointed 1 Jan 1993 · Until 1 Sep 2003
Calvert & Co. Property, Sales & Letting (no longer appointed)
FRN 175851 · Appointed 1 Jan 1993 · Until 1 Dec 2001
W J Meade LLP (no longer appointed)
FRN 162442 · Appointed 26 Dec 1992 · Until 1 Dec 2001
Keith Ian Buntingford (no longer appointed)
FRN 160815 · Appointed 21 Dec 1992 · Until 5 Feb 2002
Greenles and Co (no longer appointed)
FRN 160630 · Appointed 14 Dec 1992 · Until 25 Jul 2003

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
8 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
8 hours ago
controlled function added: (4)[FCA CF] Client dealing
8 hours ago
controlled function added: (3)[FCA CF] Material risk taker
8 hours ago
controlled function added: (2)[FCA CF] Client dealing
8 hours ago
controlled function added: (1)[FCA CF] Material risk taker
8 hours ago
controlled function added: (3137)CF4 Partner (AR)
8 hours ago
controlled function added: (3136)CF21 Investment Adviser
8 hours ago
controlled function added: (3135)CF1 Director
8 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.