Alan Currie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF30 Customer (30 Jul 2015 to 9 Jul 2019)
Scotia Independent Financial Services (no longer approved here)
FRN 172766
- (7)Employed By (30 Jul 2015 to 9 Jul 2019)
WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 665653
- CF30 Customer (16 Mar 2015 to 14 Jun 2015)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (13 Jan 2010 to 31 Aug 2012)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (3 Sep 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Sep 2002)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (3 Sep 2002 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.