Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan Robert Willmont
IRN ARW00010
- (2583)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Alan Ronald Dunn
IRN ARD00012
- (1086)CF21 Investment Adviser (6 Dec 2002 to 13 Oct 2003)
- (1085)CF22 Investment Adviser (Trainee) (15 May 2002 to 6 Dec 2002)
Alan Saunders
IRN AXS00177
- (229)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
- (230)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Alan Stone
IRN AXS00141
- (95)CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2004)
Alan Thein
IRN AXT01137
- (1289)CF30 Customer (6 Nov 2007 to 2 Jun 2014)
Alan William Johnson
IRN AWJ00005
- (336)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Alan Wilson Scott
IRN AXS00028
- (688)CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2002)
Alastair Robert Brown
IRN ARB00052
- (150)CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
Alex McNeill
IRN AXM01866
- (856)CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Alex Yazdani
IRN HAY00001
- (1764)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (1765)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Holmes Residential (Luton) (no longer appointed)
FRN 157233 · Appointed 16 Aug 1993 · Until 1 Dec 2001
HJD Insurance & Financial Services (no longer appointed)
FRN 163997 · Appointed 10 Aug 1993 · Until 1 Dec 2001
Coversure Insurance Services (no longer appointed)
FRN 175366 · Appointed 7 Aug 1993 · Until 1 Dec 2001
Chandlers Estate Agents Limited (no longer appointed)
FRN 200822 · Appointed 6 Aug 1993 · Until 1 Dec 2001
Saxford Management Services (no longer appointed)
FRN 201094 · Appointed 1 Aug 1993 · Until 1 Dec 2001
Mortgage Planning Services (no longer appointed)
FRN 165109 · Appointed 1 Aug 1993 · Until 24 Jun 2002
Collerton (no longer appointed)
FRN 185049 · Appointed 1 Aug 1993 · Until 13 Dec 2006
Hobdens Estate Agents (no longer appointed)
FRN 183869 · Appointed 1 Aug 1993 · Until 23 Feb 2004
Carl Puran (no longer appointed)
FRN 165112 · Appointed 1 Aug 1993 · Until 6 Aug 2004
Hunters Financial Services (no longer appointed)
FRN 164500 · Appointed 19 Jul 1993 · Until 28 Jan 2003

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (4)[FCA CF] Client dealing
6 hours ago
controlled function added: (3)[FCA CF] Material risk taker
6 hours ago
controlled function added: (2)[FCA CF] Client dealing
6 hours ago
controlled function added: (1)[FCA CF] Material risk taker
6 hours ago
controlled function added: (3137)CF4 Partner (AR)
6 hours ago
controlled function added: (3136)CF21 Investment Adviser
6 hours ago
controlled function added: (3135)CF1 Director
6 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.