Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Anne MacLeod Grant
IRN AMG00041
- (1545)CF4 Partner (AR) (1 Dec 2001 to 24 Sep 2004)
Anne Marie Crawford
IRN AMC00049
- (1459)CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)
Anne Michelle Blight
IRN AML00031
- (1612)CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2003)
Anne Patricia Noon
IRN APN00015
- (1647)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Jan 2002)
Anne Wigley
IRN AXG00029
- (704)CF21 Investment Adviser (14 May 2004 to 29 Oct 2007)
- (703)CF22 Investment Adviser (Trainee) (5 Aug 2003 to 14 May 2004)
Annette Lezlie Parnell
IRN ALP01045
- (945)CF4 Partner (AR) (1 Dec 2001 to 31 Oct 2004)
Annette Lynne Jones
IRN ALJ00006
- (2453)CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2002)
Anthony Austin Mc Cormick
IRN AAM00021
- (2470)CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
Anthony Bean
IRN AJB00155
- (2066)CF21 Investment Adviser (22 Feb 2005 to 29 Oct 2007)
- (2065)CF22 Investment Adviser (Trainee) (12 Aug 2003 to 22 Feb 2005)
Anthony Curley
IRN AXC00146
- (2393)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Paul Davey & Co (Nottingham) Limited (no longer appointed)
FRN 178077 · Appointed 17 Jun 1994 · Until 1 May 2003
JW Wood (Estate Agents) Ltd (no longer appointed)
FRN 175986 · Appointed 8 Jun 1994 · Until 20 Jan 2005
Parkers Estate Agents (no longer appointed)
FRN 175418 · Appointed 1 Jun 1994 · Until 7 Jul 2004
Kirkham Hulse Financial Consultants (no longer appointed)
FRN 175960 · Appointed 1 Jun 1994 · Until 9 Jan 2004
Esq Financial Planning (no longer appointed)
FRN 175802 · Appointed 1 Jun 1994 · Until 5 May 2004
CJ Hole Estate Agents (no longer appointed)
FRN 175925 · Appointed 1 Jun 1994 · Until 20 Apr 2006
J H Gooderson (no longer appointed)
FRN 175295 · Appointed 31 May 1994 · Until 9 Jun 2003
Whitegates Estate Agency (no longer appointed)
FRN 176665 · Appointed 24 May 1994 · Until 29 Apr 2003
Whitegates Estate Agents (no longer appointed)
FRN 176663 · Appointed 23 May 1994 · Until 29 Apr 2003
Mercia Estates (no longer appointed)
FRN 175234 · Appointed 11 May 1994 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (4)[FCA CF] Client dealing
11 hours ago
controlled function added: (3)[FCA CF] Material risk taker
11 hours ago
controlled function added: (2)[FCA CF] Client dealing
11 hours ago
controlled function added: (1)[FCA CF] Material risk taker
11 hours ago
controlled function added: (3137)CF4 Partner (AR)
11 hours ago
controlled function added: (3136)CF21 Investment Adviser
11 hours ago
controlled function added: (3135)CF1 Director
11 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.