Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Brendan Kelly Dixon
IRN BKD00004
- (2396)CF1 Director (AR) (1 Jul 2004 to 17 Mar 2005)
- (2394)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (2395)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Jul 2004)
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Brendan Neil Spencer
IRN BNS00002
- (1037)CF30 Customer (1 Nov 2007 to 5 May 2008)
- (1038)CF22 Investment Adviser (Trainee) (3 Oct 2005 to 31 Oct 2007)
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Brendan Thomas Conlan
IRN BTC00004
- (2445)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
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Brett Martin Jee
IRN BMJ00003
- (972)CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
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Brian Andrew Taylor
IRN BAT00010
- (384)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
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Brian Anthony Higgins
IRN BAH00013
- (143)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
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Brian Armitage
IRN BXA00026
- (377)CF21 Investment Adviser (1 Dec 2001 to 4 May 2002)
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Brian Austen Pinfield
IRN BAP00008
- (407)CF7 Sole Trader (AR) (1 Dec 2001 to 20 Jan 2004)
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Brian Barron
IRN BXB00052
- (1920)CF21 Investment Adviser (16 Jan 2003 to 29 Oct 2007)
- (1919)CF22 Investment Adviser (Trainee) (1 May 2002 to 16 Jan 2003)
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Brian Boyd
IRN BXB00059
- (1656)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Feb 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Grove Estate Agents & Property Managers (no longer appointed)
FRN 201182 · Appointed 1 Mar 1996 · Until 17 Jan 2005
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Mortgage and Pensions Advice Centre (no longer appointed)
FRN 200927 · Appointed 21 Feb 1996 · Until 10 Mar 2003
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Quadrant Real Estates (Oxford) Ltd (no longer appointed)
FRN 160580 · Appointed 6 Feb 1996 · Until 13 May 2003
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Shortland Horne Limited (no longer appointed)
FRN 200882 · Appointed 12 Jan 1996 · Until 16 Apr 2003
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Stratfords Property Services (no longer appointed)
FRN 200942 · Appointed 4 Jan 1996 · Until 23 Feb 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function