Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Benjamin John Middleton
IRN BJT00015
- (1943)CF21 Investment Adviser (23 Dec 2004 to 29 Oct 2007)
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Benjamin Laurence Sims
IRN BLS01010
- (1318)CF21 Investment Adviser (16 Jun 2006 to 22 Mar 2007)
- (1317)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 16 Jun 2006)
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Benjamin William Packham
IRN BWP01016
- (289)CF22 Investment Adviser (Trainee) (26 Mar 2004 to 29 Oct 2007)
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Bernadine Ann Burnell
IRN BAB01089
- (1891)CF28 Systems and controls (25 Jul 2013 to 13 Dec 2013)
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Bernard John Ray
IRN BJR00009
- (510)CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2006)
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Bernard Joseph O'Hara
IRN BJO00008
- (540)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
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Bernard Kevin Gerard McElhinney
IRN BKM00002
- (989)CF22 Investment Adviser (Trainee) (24 May 2006 to 29 Oct 2007)
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Bernard Lewis Wright
IRN BLW01010
- (1163)CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2004)
- (1164)CF1 Director (AR) (1 Dec 2001 to 11 Oct 2004)
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Bernard Oliver Hornby
IRN BOH00001
- (335)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Bernice Lilian Byrne
IRN BLB00003
- (1702)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Peter Heron Estate Agents (no longer appointed)
FRN 200923 · Appointed 1 Apr 1996 · Until 8 Apr 2004
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Pickering Financial Services (no longer appointed)
FRN 180608 · Appointed 1 Mar 1996 · Until 1 Dec 2001
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function