Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Brian Terence Howard
IRN BTH00003
- (2042)CF21 Investment Adviser (13 Mar 2007 to 29 Oct 2007)
- (2041)CF22 Investment Adviser (Trainee) (19 Jun 2006 to 13 Mar 2007)
Brian Watkins
IRN BXW00072
- (1660)CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2004)
Brian Wroe
IRN BXW01238
- (3131)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2004)
Bridin Frances McKenna
IRN BFM00006
- (1147)CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
Bruce Michael John White
IRN BMW01050
- (1900)[FCA CF] Material risk taker (10 Mar 2021 to 31 Dec 2021)
Bruce Morton
IRN BXM01277
- (1013)CF1 Director (AR) (22 Jul 2002 to 17 Jan 2007)
Bruce Philip Pyle
IRN BPP00004
- (937)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- (938)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Dec 2002)
Bryan Atkinson
IRN BXA00003
- (845)CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2004)
Bryan Davison
IRN BXD00010
- (1064)CF21 Investment Adviser (30 Oct 2002 to 31 May 2007)
- (1063)CF22 Investment Adviser (Trainee) (16 May 2002 to 30 Oct 2002)
Bryan Denis Wilson
IRN BDW00009
- (1686)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Store (UK) Limited (no longer appointed)
FRN 183029 · Appointed 1 Feb 1997 · Until 25 Nov 2003
Aspden Gallagher Mortimer Royle Limited (no longer appointed)
FRN 219694 · Appointed 1 Feb 1997 · Until 14 Jun 2002
Bill McCann Estate Agency (no longer appointed)
FRN 183440 · Appointed 1 Feb 1997 · Until 28 Oct 2007
Whyte & Barrie & Residential (no longer appointed)
FRN 193308 · Appointed 30 Jan 1997 · Until 19 Dec 2001
Ask the Financial Advice Centre & Independent Mortgage Broker (no longer appointed)
FRN 182282 · Appointed 15 Jan 1997 · Until 1 Dec 2001
Harrison Ingram Estate Agents (no longer appointed)
FRN 184016 · Appointed 2 Jan 1997 · Until 14 Dec 2001
Whitegates Estate Agency (no longer appointed)
FRN 200993 · Appointed 2 Jan 1997 · Until 28 Apr 2006
Hudson Moody (no longer appointed)
FRN 183824 · Appointed 1 Jan 1997 · Until 8 Apr 2004
Normans (no longer appointed)
FRN 184008 · Appointed 1 Jan 1997 · Until 12 Aug 2004
Mortgage Advisory Services (no longer appointed)
FRN 182579 · Appointed 30 Dec 1996 · Until 5 Feb 2007

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (16)[FCA CF] Material risk taker
6 hours ago
controlled function added: (15)[FCA CF] Significant management
6 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (13)[FCA CF] Material risk taker
6 hours ago
controlled function added: (12)[FCA CF] Material risk taker
6 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (10)[FCA CF] Material risk taker
6 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
6 hours ago
controlled function added: (8)[FCA CF] Significant management
6 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.