Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Michael John Drake
IRN MJD00050
- (2691)CF1 Director (AR) (22 May 2002 to 29 Oct 2007)
- (2690)CF7 Sole Trader (AR) (1 Dec 2001 to 22 May 2002)
- (2689)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
-
Michael John Duffy
IRN MJD00096
- (1359)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
-
Michael John Geddes
IRN MJG00058
- (594)CF1 Director (AR) (15 Apr 2003 to 14 Apr 2005)
- (592)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
- (593)CF4 Partner (AR) (1 Dec 2001 to 15 Apr 2003)
-
Michael John Herron
IRN MJH00097
- (2436)CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2002)
- (2437)CF1 Director (AR) (1 Dec 2001 to 30 Jun 2004)
-
Michael John Hill
IRN MJH00082
- (2163)CF22 Investment Adviser (Trainee) (6 Aug 2002 to 30 Oct 2002)
-
Michael John Little
IRN MXL00102
- (201)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
- (200)CF22 Investment Adviser (Trainee) (26 Jun 2006 to 27 Feb 2007)
-
Michael John Mullarkey
IRN MJM01288
- (1229)CF7 Sole Trader (AR) (18 Mar 2002 to 1 Aug 2003)
-
Michael John Savile Peck
IRN MJP01277
- (1524)CF4 Partner (AR) (12 Feb 2007 to 29 Oct 2007)
-
Michael John Westwood
IRN MJW00115
- (2831)CF22 Investment Adviser (Trainee) (15 May 2002 to 31 Mar 2005)
-
Michael John Whatley
IRN MJW00027
- (680)CF22 Investment Adviser (Trainee) (2 Mar 2007 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007
-
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
-
Mortgage & Investment Solutions Ltd (no longer appointed)
FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004
-
Falkirk Mortgage Services (no longer appointed)
FRN 184541 · Appointed 3 Apr 2003 · Until 20 May 2003
-
Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 3 Apr 2003 · Until 7 Jul 2003
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (16)[FCA CF] Material risk taker
-
controlled function added: (15)[FCA CF] Significant management
-
controlled function added: (14)[FCA CF] Manager of certification employee
-
controlled function added: (13)[FCA CF] Material risk taker
-
controlled function added: (12)[FCA CF] Material risk taker
-
controlled function added: (11)[FCA CF] Manager of certification employee
-
controlled function added: (10)[FCA CF] Material risk taker
-
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
-
controlled function added: (8)[FCA CF] Significant management
-
controlled function added: (7)[FCA CF] CASS oversight function