Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicholas Edward Grant Ramsell
IRN NER00001
- (2236)CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2002)
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Nicholas Ewan Eley
IRN NEE01003
- (921)CF4 Partner (AR) (1 Dec 2001 to 13 Jun 2003)
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Nicholas Frank Hewison
IRN NFH00003
- (1983)CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
- (1984)CF1 Director (AR) (1 Dec 2001 to 14 May 2003)
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Nicholas Graham Stead
IRN NXS01378
- (2006)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2004)
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Nicholas Jeremy Gardiner
IRN NJG00034
- (1728)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Nicholas John Greed
IRN NJG00056
- (2249)CF30 Customer (2 Jan 2009 to 13 Apr 2012)
- (2251)CF21 Investment Adviser (18 Sep 2002 to 24 Jul 2006)
- (2250)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Sep 2002)
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Nicholas John Kaye
IRN NJK00010
- (41)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- (42)CF1 Director (AR) (1 Dec 2001 to 12 Oct 2005)
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Nicholas Kelly
IRN NXK00003
- (1389)CF22 Investment Adviser (Trainee) (14 Jul 2005 to 14 Jul 2005)
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Nicholas Mark Stanhope
IRN NMS01060
- (2004)CF22 Investment Adviser (Trainee) (22 Sep 2004 to 9 Jan 2006)
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Nicholas Paul Anderson
IRN NXA01168
- (801)CF7 Sole Trader (AR) (17 May 2004 to 27 May 2004)
- (802)CF1 Director (AR) (27 Dec 2002 to 17 May 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
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Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
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John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function