Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Michael Wardle
IRN DMW00019
- (2909)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
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David Michael Wright
IRN DMW00035
- (1736)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jan 2002)
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David Millar
IRN DXM00193
- (221)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
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David Nicholas Eccles
IRN DNE00004
- (1395)CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2004)
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David Nicholas Rafferty
IRN DNR00014
- (1333)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)
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David Noel Brown
IRN DNB00013
- (1527)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
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David Norwood Robins
IRN DNR01019
- (2975)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
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David O'Donoghue
IRN DXO01163
- (1015)CF21 Investment Adviser (22 Aug 2007 to 29 Oct 2007)
- (1014)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 22 Aug 2007)
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David O'Flaherty
IRN DXO00025
- (579)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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David Owen Charles
IRN DOC00002
- (1606)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bob Gutteridge Estate Agents (no longer appointed)
FRN 201536 · Appointed 14 Dec 1999 · Until 20 Mar 2002
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Paul Jeffreys Independent Estate Agents (no longer appointed)
FRN 201527 · Appointed 13 Dec 1999 · Until 12 Sep 2002
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Mortgage Talk Direct Limited (no longer appointed)
FRN 201530 · Appointed 9 Dec 1999 · Until 10 Mar 2005
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Associates Financial Management Limited (no longer appointed)
FRN 201529 · Appointed 6 Dec 1999 · Until 28 Jul 2003
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Irving Financial Services (no longer appointed)
FRN 201528 · Appointed 6 Dec 1999 · Until 5 Apr 2004
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Abraxas Insurance Services (no longer appointed)
FRN 201518 · Appointed 30 Nov 1999 · Until 21 Feb 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function