Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Charles Morris
IRN DCM00034
- (1620)CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2002)
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David Charles White
IRN DCW00020
- (1566)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
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David Christopher Grundy
IRN DCG00030
- (1499)CF4 Partner (AR) (1 Dec 2001 to 6 Mar 2003)
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David Christopher Livesey
IRN DCL01026
- (1742)CF2 Non Executive Director (AR) (22 May 2006 to 19 Mar 2007)
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David Clive Walker
IRN DCW00021
- (20)CF1 Director (AR) (1 Dec 2001 to 31 Jan 2007)
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David Compton Carey
IRN DCC00006
- (533)CF21 Investment Adviser (1 Dec 2001 to 13 Jul 2006)
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David Dawson
IRN DXD00017
- (259)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Jun 2002)
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David Dean Lennox
IRN DDL00001
- (91)CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
- (90)CF22 Investment Adviser (Trainee) (13 Jan 2005 to 24 Mar 2006)
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David Donohoe
IRN DXD00045
- (2417)CF21 Investment Adviser (19 Feb 2002 to 29 Oct 2007)
- (2416)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Feb 2002)
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David Edward Fawcett
IRN DEF01029
- (1252)CF22 Investment Adviser (Trainee) (10 Oct 2005 to 23 Apr 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bob Gutteridge Estate Agents (no longer appointed)
FRN 201536 · Appointed 14 Dec 1999 · Until 20 Mar 2002
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Paul Jeffreys Independent Estate Agents (no longer appointed)
FRN 201527 · Appointed 13 Dec 1999 · Until 12 Sep 2002
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Mortgage Talk Direct Limited (no longer appointed)
FRN 201530 · Appointed 9 Dec 1999 · Until 10 Mar 2005
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Associates Financial Management Limited (no longer appointed)
FRN 201529 · Appointed 6 Dec 1999 · Until 28 Jul 2003
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Irving Financial Services (no longer appointed)
FRN 201528 · Appointed 6 Dec 1999 · Until 5 Apr 2004
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Abraxas Insurance Services (no longer appointed)
FRN 201518 · Appointed 30 Nov 1999 · Until 21 Feb 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function