Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Smith
IRN DXS00140
- (2306)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
- (2307)CF4 Partner (AR) (1 Dec 2001 to 4 Nov 2004)
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David Stanley Smith
IRN DSS00014
- (440)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
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David Stebbens
IRN DXS00109
- (411)CF4 Partner (AR) (1 Dec 2001 to 20 Jun 2003)
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David Stuart Allan
IRN DSA00008
- (1733)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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David Thomas Cherry
IRN DTC00011
- (124)CF1 Director (AR) (1 Dec 2001 to 7 Apr 2004)
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David Thomas Jeffrey
IRN DTJ00004
- (141)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
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David Trevelyan Barker
IRN DXB00167
- (2968)CF21 Investment Adviser (15 Jul 2002 to 12 Jul 2004)
- (2967)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
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David Vallance Gibb
IRN DVG00005
- (821)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
- (822)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Sep 2004)
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David Vaughan Farr
IRN DVF00002
- (1995)CF21 Investment Adviser (13 Jan 2005 to 31 Dec 2005)
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David Westcott
IRN DXW00164
- (2941)CF30 Customer (1 Nov 2007 to 11 Jan 2008)
- (2942)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Veresford Residential Ltd (no longer appointed)
FRN 192333 · Appointed 10 Jul 2000 · Until 24 Mar 2003
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Morgan James Associates (no longer appointed)
FRN 192328 · Appointed 10 Jul 2000 · Until 19 Jul 2004
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Hurst Estate Agents LLP (no longer appointed)
FRN 201702 · Appointed 29 Jun 2000 · Until 13 May 2003
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Mortgage Advice Service (no longer appointed)
FRN 194109 · Appointed 27 Jun 2000 · Until 10 Dec 2003
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Mortgage Advice Service (no longer appointed)
FRN 193678 · Appointed 26 Jun 2000 · Until 25 Nov 2003
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Access Mortgages (Scotland) Limited (no longer appointed)
FRN 192126 · Appointed 24 Jun 2000 · Until 8 Mar 2005
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function