Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Michael Smith
IRN IMS00013
- (612)CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)
- (613)CF4 Partner (AR) (1 Dec 2001 to 22 Mar 2005)
Ian Morley
IRN IDM01059
- (1791)CF1 Director (AR) (1 Dec 2001 to 9 Jan 2009)
Ian Mottram
IRN IXM00059
- (192)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Ian Paul Kemp
IRN IPK00005
- (2679)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jan 2002)
Ian Philip Keeling
IRN IPK00004
- (1181)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2003)
Ian Reginald Bush
IRN IRB00006
- (2111)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Ian Richard Chamberlain
IRN IRC00014
- (3025)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
Ian Richard Crook
IRN IRC00021
- (158)CF21 Investment Adviser (22 May 2002 to 29 Oct 2007)
- (157)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 May 2002)
Ian Richard Edwards
IRN IRE00007
- (1435)CF21 Investment Adviser (1 Dec 2001 to 31 May 2007)
Ian Richard Wilson
IRN IRW01040
- (2866)CF1 Director (AR) (1 Dec 2001 to 1 Mar 2004)

Smaller firms operating under this firm's FCA authorisation.

Thistle House Limited (no longer appointed)
FRN 193930 · Appointed 21 Jul 2000 · Until 5 Jun 2002
Putterills of Hertfordshire (Welwyn) (no longer appointed)
FRN 192413 · Appointed 19 Jul 2000 · Until 30 May 2002
Brieley & Co (no longer appointed)
FRN 201757 · Appointed 18 Jul 2000 · Until 28 May 2004
Putterills of Hertfordshire (Knenworth) (no longer appointed)
FRN 201758 · Appointed 18 Jul 2000 · Until 30 May 2002
Kelway Law Estate Agents (no longer appointed)
FRN 193539 · Appointed 18 Jul 2000 · Until 11 Dec 2001
Beerstone Financial Services (no longer appointed)
FRN 201791 · Appointed 13 Jul 2000 · Until 21 Oct 2003
Caslings (no longer appointed)
FRN 193527 · Appointed 13 Jul 2000 · Until 19 Dec 2001
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 11 Jul 2000 · Until 14 Feb 2002
Gary O'Connor Insurance & Investment Services (no longer appointed)
FRN 192331 · Appointed 11 Jul 2000 · Until 2 Jul 2004
Harrison Ingram Estate Agents (no longer appointed)
FRN 194122 · Appointed 11 Jul 2000 · Until 14 Dec 2001

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (16)[FCA CF] Material risk taker
1 day ago
controlled function added: (15)[FCA CF] Significant management
1 day ago
controlled function added: (14)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (13)[FCA CF] Material risk taker
1 day ago
controlled function added: (12)[FCA CF] Material risk taker
1 day ago
controlled function added: (11)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (10)[FCA CF] Material risk taker
1 day ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
1 day ago
controlled function added: (8)[FCA CF] Significant management
1 day ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.