Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Keith Charles Hodson
IRN KCH00005
- (1718)CF21 Investment Adviser (1 Dec 2001 to 18 Sep 2002)
- (1719)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Keith Douglas Perryman
IRN KDP00002
- (538)CF4 Partner (AR) (1 Dec 2001 to 7 Apr 2005)
- (537)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Keith Eric Boyce
IRN KEB00006
- (2740)CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)
Keith Eric Hyland
IRN KEH00010
- (814)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
Keith Geoffrey Carr
IRN KGC01025
- (1962)CF22 Investment Adviser (Trainee) (20 Jul 2006 to 14 Sep 2007)
Keith Griffiths
IRN KXG01124
- (1277)CF1 Director (AR) (1 Dec 2001 to 17 Jan 2007)
Keith James Noel Parkinson
IRN KJP00014
- (1927)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (1928)CF1 Director (AR) (1 Dec 2001 to 4 Jan 2005)
Keith Johnson
IRN KXJ00050
- (1624)CF1 Director (AR) (1 Dec 2001 to 3 Nov 2004)
Keith Jolly
IRN KXJ00028
- (2473)CF21 Investment Adviser (21 Mar 2007 to 29 Oct 2007)
- (2472)CF22 Investment Adviser (Trainee) (25 May 2006 to 21 Mar 2007)
Keith Leslie Barwell
IRN KLB00020
- (1376)CF1 Director (AR) (1 Dec 2001 to 9 Feb 2004)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (16)[FCA CF] Material risk taker
8 hours ago
controlled function added: (15)[FCA CF] Significant management
8 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
8 hours ago
controlled function added: (13)[FCA CF] Material risk taker
8 hours ago
controlled function added: (12)[FCA CF] Material risk taker
8 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
8 hours ago
controlled function added: (10)[FCA CF] Material risk taker
8 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
8 hours ago
controlled function added: (8)[FCA CF] Significant management
8 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.