Keith James Noel Parkinson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Continuum (Financial Services) LLP

    FRN 802331

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2020)
    • [FCA CF] Client dealing (since 21 Aug 2020)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (2 Dec 2014 to 16 Nov 2018)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 617867

    • Employed By (25 Nov 2014 to 16 Nov 2018)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (19 Sep 2008 to 31 Dec 2014)
    • CF21 Investment Adviser (4 Jan 2005 to 14 Feb 2005)
    • CF1 Director (31 Oct 2004 to 4 Jan 2005)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
    • CF1 Director (AR) (1 Dec 2001 to 4 Jan 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
    • CF1 Director (AR) (1 Dec 2001 to 4 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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