Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dean Phillip Aspinall

    IRN DPA00007

    • (2300)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Dean Richard Ball

    IRN DRB00036

    • (2397)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
  • Dean Stewart Scott

    IRN DSS00011

    • (460)CF22 Investment Adviser (Trainee) (15 Mar 2004 to 19 Mar 2004)
  • Debbie Jane McFarlane

    IRN DJM00134

    • (101)CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2006)
  • Debbie Matthews

    IRN DXM46680

    • (2640)[FCA CF] Material risk taker (9 Mar 2021 to 5 Jul 2021)
    • (2641)[FCA CF] Manager of certification employee (1 Apr 2020 to 31 Mar 2021)
  • Deborah Ann Shepherd

    IRN DAS01211

    • (2876)CF1 Director (AR) (11 Oct 2002 to 7 Feb 2005)
  • Deborah Jane De Mola

    IRN DJD00002

    • (2592)CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
    • (2591)CF22 Investment Adviser (Trainee) (7 Jun 2005 to 24 Mar 2006)
  • Deborah Jane Taylor

    IRN DJL00087

    • (1498)CF1 Director (AR) (1 Dec 2001 to 25 Nov 2002)
  • Deborah Jayne Jones

    IRN DJJ01079

    • (1193)CF4 Partner (AR) (13 Jun 2005 to 29 Oct 2007)
  • Deborah Lewis

    IRN DXL01266

    • (841)CF1 Director (AR) (7 Jan 2003 to 23 Feb 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (16)[FCA CF] Material risk taker

  2. controlled function added: (15)[FCA CF] Significant management

  3. controlled function added: (14)[FCA CF] Manager of certification employee

  4. controlled function added: (13)[FCA CF] Material risk taker

  5. controlled function added: (12)[FCA CF] Material risk taker

  6. controlled function added: (11)[FCA CF] Manager of certification employee

  7. controlled function added: (10)[FCA CF] Material risk taker

  8. controlled function added: (9)Director of firm who is not a certification employee or a SMF manager

  9. controlled function added: (8)[FCA CF] Significant management

  10. controlled function added: (7)[FCA CF] CASS oversight function

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