Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Keith Charles Hodson
IRN KCH00005
- (1718)CF21 Investment Adviser (1 Dec 2001 to 18 Sep 2002)
- (1719)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Keith Douglas Perryman
IRN KDP00002
- (538)CF4 Partner (AR) (1 Dec 2001 to 7 Apr 2005)
- (537)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Keith Eric Boyce
IRN KEB00006
- (2740)CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)
Keith Eric Hyland
IRN KEH00010
- (814)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
Keith Geoffrey Carr
IRN KGC01025
- (1962)CF22 Investment Adviser (Trainee) (20 Jul 2006 to 14 Sep 2007)
Keith Griffiths
IRN KXG01124
- (1277)CF1 Director (AR) (1 Dec 2001 to 17 Jan 2007)
Keith James Noel Parkinson
IRN KJP00014
- (1927)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (1928)CF1 Director (AR) (1 Dec 2001 to 4 Jan 2005)
Keith Johnson
IRN KXJ00050
- (1624)CF1 Director (AR) (1 Dec 2001 to 3 Nov 2004)
Keith Jolly
IRN KXJ00028
- (2473)CF21 Investment Adviser (21 Mar 2007 to 29 Oct 2007)
- (2472)CF22 Investment Adviser (Trainee) (25 May 2006 to 21 Mar 2007)
Keith Leslie Barwell
IRN KLB00020
- (1376)CF1 Director (AR) (1 Dec 2001 to 9 Feb 2004)

Smaller firms operating under this firm's FCA authorisation.

David Collard & Co (no longer appointed)
FRN 441821 · Appointed 11 Nov 2005 · Until 28 Oct 2007
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 26 Oct 2005 · Until 28 Oct 2007
Roberts Hunt & Co (no longer appointed)
FRN 164074 · Appointed 25 Oct 2005 · Until 8 Jan 2007
UPS Financial Services (no longer appointed)
FRN 158249 · Appointed 5 Oct 2005 · Until 28 Oct 2007
Jacksons Estate Agents Ltd (no longer appointed)
FRN 440206 · Appointed 3 Oct 2005 · Until 4 Aug 2006
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 5 Sep 2005 · Until 22 Dec 2005
Burns and Co Maghera Ltd (no longer appointed)
FRN 134087 · Appointed 15 Jul 2005 · Until 28 Oct 2007
Castles Estate Agents Ltd (no longer appointed)
FRN 434913 · Appointed 1 Jul 2005 · Until 14 Dec 2005
R A Towse & Co (no longer appointed)
FRN 434343 · Appointed 20 Jun 2005 · Until 12 Mar 2007
Woodlands Estate Agents (no longer appointed)
FRN 433248 · Appointed 26 May 2005 · Until 16 Sep 2005

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (16)[FCA CF] Material risk taker
6 hours ago
controlled function added: (15)[FCA CF] Significant management
6 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (13)[FCA CF] Material risk taker
6 hours ago
controlled function added: (12)[FCA CF] Material risk taker
6 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (10)[FCA CF] Material risk taker
6 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
6 hours ago
controlled function added: (8)[FCA CF] Significant management
6 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.