Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian George Bailey
IRN IGB00003
- (1464)CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Ian Goody
IRN IXG00017
- (3070)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Ian Harold Gill
IRN IXG00004
- (2194)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Mar 2006)
Ian Heath Leslie
IRN IHL00002
- (1549)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2003)
Ian James Chaplin
IRN IJC00002
- (339)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
Ian James Foster
IRN IJF01015
- (1067)CF22 Investment Adviser (Trainee) (24 Oct 2002 to 24 Oct 2002)
- (1068)CF21 Investment Adviser (24 Oct 2002 to 29 Oct 2007)
Ian John Pygott
IRN IJP00004
- (1858)CF4 Partner (AR) (1 Dec 2001 to 22 Jul 2002)
Ian McCarthy
IRN IXM00077
- (2939)CF30 Customer (1 Nov 2007 to 11 Jan 2008)
- (2940)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Ian McGiffen
IRN IXM00078
- (252)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Ian Michael Holmes
IRN IMH00003
- (1168)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2004)

Smaller firms operating under this firm's FCA authorisation.

Ian Hunt (no longer appointed)
FRN 207105 · Appointed 23 Oct 2001 · Until 20 Apr 2006
Seldon Limited (no longer appointed)
FRN 207106 · Appointed 23 Oct 2001 · Until 20 Jan 2005
Newton Derry & Moore (no longer appointed)
FRN 207091 · Appointed 13 Sep 2001 · Until 12 Aug 2004
Central Marketing (no longer appointed)
FRN 196796 · Appointed 13 Sep 2001 · Until 11 May 2005
Andrews Reeves Property Services Ltd (no longer appointed)
FRN 196641 · Appointed 11 Sep 2001 · Until 25 Feb 2002
Home-a-Loan Mortgage Consultants Limited (no longer appointed)
FRN 207088 · Appointed 7 Sep 2001 · Until 27 Apr 2006
Nicholas J Taylor (no longer appointed)
FRN 207087 · Appointed 6 Sep 2001 · Until 25 Feb 2004
Dacey Ltd (no longer appointed)
FRN 196617 · Appointed 4 Sep 2001 · Until 18 Sep 2003
Cleeve Independent Estates Agencys (no longer appointed)
FRN 196611 · Appointed 31 Aug 2001 · Until 26 Feb 2002
East Midlands Insurance Services (no longer appointed)
FRN 207086 · Appointed 30 Aug 2001 · Until 13 Dec 2006

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (16)[FCA CF] Material risk taker
12 hours ago
controlled function added: (15)[FCA CF] Significant management
12 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
12 hours ago
controlled function added: (13)[FCA CF] Material risk taker
12 hours ago
controlled function added: (12)[FCA CF] Material risk taker
12 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
12 hours ago
controlled function added: (10)[FCA CF] Material risk taker
12 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
12 hours ago
controlled function added: (8)[FCA CF] Significant management
12 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.