Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Harvey Cohen
IRN HXC00032
- (757)CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
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Harvey Ian Wolff
IRN HIW00001
- (420)CF7 Sole Trader (AR) (12 May 2004 to 26 Feb 2005)
- (419)CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2002)
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Hazel Carter
IRN HCC00004
- (2063)CF21 Investment Adviser (27 Jul 2007 to 29 Oct 2007)
- (2062)CF22 Investment Adviser (Trainee) (8 Aug 2006 to 27 Jul 2007)
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Heather Christine Barnes
IRN HCW00003
- (122)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Heather Sandra Berry
IRN HSG00001
- (2442)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
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Helen Claire Morley
IRN HCM00006
- (555)CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2005)
- (556)CF1 Director (AR) (1 Dec 2001 to 14 Mar 2005)
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Helen Connor
IRN HXC00029
- (99)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Helen Elaine Jenkins
IRN HEK00001
- (1019)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
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Helen Elizabeth Jones
IRN HEJ00003
- (1413)CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2002)
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Helen Jane Hamilton
IRN HJE00002
- (1142)CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
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Churston Finance UK Limited (no longer appointed)
FRN 158103 · Appointed 1 Dec 2001 · Until 19 Feb 2004
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Screetons Financial Services (no longer appointed)
FRN 161280 · Appointed 1 Dec 2001 · Until 22 May 2003
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Shooter Property Services (Banbridge) (no longer appointed)
FRN 211513 · Appointed 1 Dec 2001 · Until 2 Apr 2003
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Bank of Cyprus (London) Ltd (no longer appointed)
FRN 137270 · Appointed 1 Dec 2001 · Until 1 Dec 2001
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Fraser Lloyd Financial Services Ltd (no longer appointed)
FRN 178266 · Appointed 1 Dec 2001 · Until 13 Mar 2006
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Millbryn Financial Services (no longer appointed)
FRN 200862 · Appointed 1 Dec 2001 · Until 19 Feb 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function