Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John William Roe
IRN JWR01077
- (2215)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
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John William Stewart Marles
IRN JWM00020
- (2499)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2003)
- (2500)CF7 Sole Trader (AR) (1 Dec 2001 to 18 Feb 2005)
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John William Yorke Adlam
IRN JWA01050
- (511)CF28 Systems and controls (1 Nov 2007 to 31 Jul 2013)
- (512)CF15 Internal Audit (7 Sep 2007 to 31 Oct 2007)
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John Woffinden
IRN JXW00149
- (503)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
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Jolyon Hamilton Hart Frankis
IRN JHF00012
- (322)CF4 Partner (AR) (1 Dec 2001 to 6 Apr 2004)
- (321)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2003)
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Jonathan Bloomfield
IRN JXB00033
- (2711)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
- (2712)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jan 2002)
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Jonathan Cole
IRN JXC78357
- (23)SMF7 Group Entity Senior Manager (since 2 Jan 2024)
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Jonathan Colwell Batten
IRN JCB01184
- (957)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
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Jonathan David Bamford
IRN JDB00043
- (2292)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
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Jonathan David Leslie Evans
IRN JDE00009
- (1551)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Robinson & Jackson Mortgage & Financial Services Ltd (no longer appointed)
FRN 179444 · Appointed 1 Dec 2001 · Until 27 Oct 2003
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Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
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Mortage Centres Ltd (Introducer) (no longer appointed)
FRN 201849 · Appointed 1 Dec 2001 · Until 6 Sep 2002
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Fraser Lloyd Financial Services Ltd (no longer appointed)
FRN 178266 · Appointed 1 Dec 2001 · Until 13 Mar 2006
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Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
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Falkland Financial Services Ltd (no longer appointed)
FRN 194904 · Appointed 1 Dec 2001 · Until 4 Mar 2003
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Mortgage Advice Service (Cardiff) (no longer appointed)
FRN 214178 · Appointed 1 Dec 2001 · Until 10 Dec 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function