Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Guthrie

    IRN JXG00055

    • (1075)CF21 Investment Adviser (23 Sep 2002 to 29 Oct 2007)
    • (1074)CF22 Investment Adviser (Trainee) (8 Jul 2002 to 23 Sep 2002)
  • James Hughes

    IRN JXH00170

    • (488)CF21 Investment Adviser (15 Feb 2005 to 28 Sep 2005)
  • James Ian Mitchell

    IRN JIM00004

    • (2550)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
  • James Jaiparkash Bawa

    IRN JJB00033

    • (3132)CF1 Director (AR) (28 Jul 2004 to 29 Oct 2007)
  • James John Austin

    IRN JJA00004

    • (2399)CF21 Investment Adviser (1 Dec 2001 to 19 May 2006)
  • James John Corden

    IRN JJC01080

    • (925)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
  • James Kersh

    IRN JXK01207

    • (1244)CF4 Partner (AR) (1 Dec 2001 to 21 Jul 2003)
  • James Mark Platt

    IRN JMP00007

    • (708)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2005)
  • James Mc Mullan

    IRN JXM00245

    • (142)CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
  • James Michael Aitchison

    IRN JMA01144

    • (1944)CF22 Investment Adviser (Trainee) (26 Feb 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (16)[FCA CF] Material risk taker

  2. controlled function added: (15)[FCA CF] Significant management

  3. controlled function added: (14)[FCA CF] Manager of certification employee

  4. controlled function added: (13)[FCA CF] Material risk taker

  5. controlled function added: (12)[FCA CF] Material risk taker

  6. controlled function added: (11)[FCA CF] Manager of certification employee

  7. controlled function added: (10)[FCA CF] Material risk taker

  8. controlled function added: (9)Director of firm who is not a certification employee or a SMF manager

  9. controlled function added: (8)[FCA CF] Significant management

  10. controlled function added: (7)[FCA CF] CASS oversight function

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