Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Noel Stephen Bannister

    IRN NSB00028

    • (1431)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Norman Alexander MacLennan

    IRN NAM00010

    • (2922)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
    • (2921)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Mar 2002)
  • Norman Blair Lord

    IRN NBL00002

    • (1644)CF4 Partner (AR) (1 Dec 2001 to 4 Mar 2003)
  • Norman Garland McLeod

    IRN NGM00011

    • (1746)CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2004)
    • (1747)CF4 Partner (AR) (1 Dec 2001 to 13 Oct 2004)
  • Orazio Antonio D'Uva

    IRN OAD00001

    • (2571)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
  • Otis John Mason

    IRN OJM01006

    • (665)CF22 Investment Adviser (Trainee) (11 Jan 2007 to 29 Oct 2007)
  • Owen Barry Knox

    IRN OBK00001

    • (196)CF1 Director (AR) (1 Dec 2001 to 9 Mar 2004)
  • Owen Charles Edmonds

    IRN OCE01000

    • (1056)CF21 Investment Adviser (22 Aug 2006 to 29 Oct 2007)
    • (1055)CF22 Investment Adviser (Trainee) (17 Feb 2006 to 22 Aug 2006)
  • Owen Jonathon Sharp

    IRN OJS01018

    • (3111)CF30 Customer (19 Mar 2009 to 2 Aug 2009)
  • Owen Kevin Wilcox

    IRN OKW00001

    • (52)CF4 Partner (AR) (1 Dec 2001 to 1 Jan 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (16)[FCA CF] Material risk taker

  2. controlled function added: (15)[FCA CF] Significant management

  3. controlled function added: (14)[FCA CF] Manager of certification employee

  4. controlled function added: (13)[FCA CF] Material risk taker

  5. controlled function added: (12)[FCA CF] Material risk taker

  6. controlled function added: (11)[FCA CF] Manager of certification employee

  7. controlled function added: (10)[FCA CF] Material risk taker

  8. controlled function added: (9)Director of firm who is not a certification employee or a SMF manager

  9. controlled function added: (8)[FCA CF] Significant management

  10. controlled function added: (7)[FCA CF] CASS oversight function

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