Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Roderick Ashley

    IRN JRA00032

    • (1349)CF1 Director (AR) (1 Dec 2001 to 14 May 2003)
  • John Roland Blackman

    IRN JRB00041

    • (1214)CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2001)
  • John Samuel George Baker

    IRN JSB01131

    • (218)CF16 Significant Mgt (Desgntd Investment Business) (21 Apr 2005 to 28 Jul 2005)
    • (217)CF20 Significant Mgt (Settlements) (23 Apr 2004 to 14 Apr 2005)
  • John Scott Douglas Howell

    IRN JSH00033

    • (586)CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
  • John Seddon

    IRN JXS00132

    • (2456)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
    • (2455)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
  • John Somerville

    IRN JXS00041

    • (1310)CF21 Investment Adviser (20 Sep 2006 to 29 Oct 2007)
    • (1309)CF22 Investment Adviser (Trainee) (25 May 2006 to 20 Sep 2006)
  • John St Pierre Slatter

    IRN JSS00030

    • (1540)CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)
  • John Stephen Dudley

    IRN JSD00008

    • (2089)CF22 Investment Adviser (Trainee) (26 Jul 2005 to 16 Jun 2006)
    • (2090)CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
  • John Steven Brooks

    IRN JSB01117

    • (3098)CF22 Investment Adviser (Trainee) (20 Sep 2006 to 29 Oct 2007)
    • (3099)CF1 Director (AR) (2 Jun 2006 to 3 Jul 2006)
  • John Stone Dixon

    IRN JSD00004

    • (148)CF21 Investment Adviser (2 Sep 2004 to 15 Feb 2006)
    • (149)CF7 Sole Trader (AR) (1 Dec 2001 to 27 Feb 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (16)[FCA CF] Material risk taker

  2. controlled function added: (15)[FCA CF] Significant management

  3. controlled function added: (14)[FCA CF] Manager of certification employee

  4. controlled function added: (13)[FCA CF] Material risk taker

  5. controlled function added: (12)[FCA CF] Material risk taker

  6. controlled function added: (11)[FCA CF] Manager of certification employee

  7. controlled function added: (10)[FCA CF] Material risk taker

  8. controlled function added: (9)Director of firm who is not a certification employee or a SMF manager

  9. controlled function added: (8)[FCA CF] Significant management

  10. controlled function added: (7)[FCA CF] CASS oversight function

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