Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Aidan O'Connor
IRN AXO00013
- (2525)CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2004)
- (2526)CF7 Sole Trader (AR) (1 Dec 2001 to 9 Jun 2004)
Aiden Patrick Goldrick
IRN APG00017
- (427)CF7 Sole Trader (AR) (1 Dec 2001 to 29 Oct 2004)
- (426)CF21 Investment Adviser (1 Dec 2001 to 20 Oct 2003)
Aimee Bowkett
IRN AXB04234
- (2596)[FCA CF] Client dealing (13 Nov 2023 to 14 Nov 2023)
Alan Butcher
IRN AXB06556
- (2654)[FCA CF] Significant management (1 Apr 2020 to 21 Oct 2021)
Alan Charles Robinson
IRN ACR00012
- (36)CF1 Director (AR) (1 Dec 2001 to 2 Oct 2003)
Alan Currie
IRN AXC01484
- (1248)CF21 Investment Adviser (3 Sep 2002 to 29 Oct 2007)
- (1247)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Sep 2002)
Alan David Davis
IRN ADD00009
- (642)CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
Alan David Huddart
IRN ADH00019
- (2204)CF21 Investment Adviser (22 Jul 2002 to 29 Oct 2007)
- (2203)CF22 Investment Adviser (Trainee) (5 Mar 2002 to 22 Jul 2002)
Alan Douglas Aldridge
IRN ADA00008
- (88)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Oct 2005)
Alan Drew Rae
IRN ADR00014
- (950)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

RP & H Properties Limited (no longer appointed)
FRN 181990 · Appointed 12 Aug 1992 · Until 12 Sep 2002
Michael Anthony Corden Financial Services (no longer appointed)
FRN 175031 · Appointed 10 Aug 1992 · Until 1 Dec 2001
Associated Financial Consultants (no longer appointed)
FRN 194158 · Appointed 5 Aug 1992 · Until 6 Sep 2004
VS Pindoria (no longer appointed)
FRN 160192 · Appointed 4 Aug 1992 · Until 28 Oct 2002
Keith Ian Buntingford (no longer appointed)
FRN 160815 · Appointed 3 Aug 1992 · Until 5 Feb 2002
CPI Services Limited (no longer appointed)
FRN 187746 · Appointed 1 Aug 1992 · Until 1 Dec 2001
Montdean Ltd (no longer appointed)
FRN 162871 · Appointed 1 Aug 1992 · Until 1 Dec 2001
Albany Property Services (no longer appointed)
FRN 155004 · Appointed 1 Aug 1992 · Until 30 Sep 2002
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 1 Aug 1992 · Until 20 Nov 2002
DV Associates (no longer appointed)
FRN 160826 · Appointed 17 Jul 1992 · Until 20 Jan 2003

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (16)[FCA CF] Material risk taker
11 hours ago
controlled function added: (15)[FCA CF] Significant management
11 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (13)[FCA CF] Material risk taker
11 hours ago
controlled function added: (12)[FCA CF] Material risk taker
11 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (10)[FCA CF] Material risk taker
11 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
11 hours ago
controlled function added: (8)[FCA CF] Significant management
11 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.