Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jonathon Robert Noblett
IRN JRN00013
- (1429)CF1 Director (AR) (1 Dec 2001 to 12 Aug 2004)
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Joseph Gillen
IRN JXG00102
- (489)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Aug 2005)
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Joseph Leon Schwok
IRN JLS01148
- (2722)CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- (2723)CF22 Investment Adviser (Trainee) (8 Oct 2007 to 31 Oct 2007)
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Joseph Matthew Farrelly
IRN JMF00036
- (1601)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2005)
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Joseph Trimble
IRN JXT00065
- (607)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
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Julia Barclay Williams
IRN JBW00004
- (1992)CF21 Investment Adviser (30 Dec 2004 to 29 Oct 2007)
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Julia Ellen Pourmozafari
IRN JEP00050
- (1357)CF4 Partner (AR) (1 Dec 2001 to 27 Jul 2004)
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Julian Anthony Biela
IRN JAB00068
- (441)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
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Julian Goodlace
IRN JXG00083
- (627)CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)
- (628)CF7 Sole Trader (AR) (1 Dec 2001 to 27 Aug 2004)
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Julian Gwynfor Pole
IRN JGP00016
- (254)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
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Pat Beech Mortgage & Financial Services (no longer appointed)
FRN 214187 · Appointed 11 Mar 2003 · Until 11 Oct 2006
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The Mortgage Advice Centre (St Helens) (no longer appointed)
FRN 214212 · Appointed 11 Mar 2003 · Until 1 Jul 2004
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Mortgage & Pension Advice Centre (no longer appointed)
FRN 159118 · Appointed 10 Mar 2003 · Until 1 Sep 2004
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Ashley Adams GT Melbourne (no longer appointed)
FRN 223482 · Appointed 10 Mar 2003 · Until 31 Oct 2006
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Millbyrn Financial Services (no longer appointed)
FRN 214172 · Appointed 10 Mar 2003 · Until 18 Mar 2004
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Michael Anthony (St Albans) (no longer appointed)
FRN 223481 · Appointed 10 Mar 2003 · Until 2 Dec 2003
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Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
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Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function