Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Benjamin John Middleton
IRN BJT00015
- (1943)CF21 Investment Adviser (23 Dec 2004 to 29 Oct 2007)
Benjamin Laurence Sims
IRN BLS01010
- (1318)CF21 Investment Adviser (16 Jun 2006 to 22 Mar 2007)
- (1317)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 16 Jun 2006)
Benjamin William Packham
IRN BWP01016
- (289)CF22 Investment Adviser (Trainee) (26 Mar 2004 to 29 Oct 2007)
Bernadine Ann Burnell
IRN BAB01089
- (1891)CF28 Systems and controls (25 Jul 2013 to 13 Dec 2013)
Bernard John Ray
IRN BJR00009
- (510)CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2006)
Bernard Joseph O'Hara
IRN BJO00008
- (540)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Bernard Kevin Gerard McElhinney
IRN BKM00002
- (989)CF22 Investment Adviser (Trainee) (24 May 2006 to 29 Oct 2007)
Bernard Lewis Wright
IRN BLW01010
- (1163)CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2004)
- (1164)CF1 Director (AR) (1 Dec 2001 to 11 Oct 2004)
Bernard Oliver Hornby
IRN BOH00001
- (335)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Bernice Lilian Byrne
IRN BLB00003
- (1702)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)

Smaller firms operating under this firm's FCA authorisation.

Bakers Estate Agents (no longer appointed)
FRN 186989 · Appointed 16 Sep 1996 · Until 24 Dec 2001
Shires Financial Management (no longer appointed)
FRN 181242 · Appointed 9 Sep 1996 · Until 8 Aug 2003
Mike Reeves Financial Services (no longer appointed)
FRN 200972 · Appointed 1 Sep 1996 · Until 1 Dec 2001
David Rafferty & Co Financial Services (no longer appointed)
FRN 176615 · Appointed 19 Aug 1996 · Until 28 Sep 2004
Wisemove (no longer appointed)
FRN 182576 · Appointed 19 Aug 1996 · Until 1 Dec 2001
Max Carter Insurance Services (no longer appointed)
FRN 200973 · Appointed 1 Aug 1996 · Until 1 Dec 2001
Alexander Consulting (no longer appointed)
FRN 200971 · Appointed 1 Aug 1996 · Until 6 Feb 2003
Dernier Properties Limited (no longer appointed)
FRN 181974 · Appointed 1 Aug 1996 · Until 1 May 2003
Alan Cooper Financial Services (no longer appointed)
FRN 180790 · Appointed 1 Aug 1996 · Until 22 Mar 2002
Parkers (no longer appointed)
FRN 200975 · Appointed 22 Jul 1996 · Until 14 Apr 2003

Updates to this firm's record on the FCA register.

2 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
2 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
2 hours ago
controlled function added: (24)[FCA CF] Significant management
2 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (22)SMF24 Chief Operations
2 hours ago
controlled function added: (21)[FCA CF] Client dealing
2 hours ago
controlled function added: (20)SMF1 Chief Executive
2 hours ago
controlled function added: (19)SMF3 Executive Director
2 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
2 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.