Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Neil Martin Weaver
IRN NMW00010
- (2497)CF7 Sole Trader (AR) (1 Dec 2001 to 21 Mar 2006)
- (2496)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
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Neil Perry
IRN NXP06777
- (3090)[FCA CF] Material risk taker (1 Apr 2020 to 30 Jul 2020)
- (3091)[FCA CF] Significant management (1 Apr 2020 to 30 Jul 2020)
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Neil Richard Dixon
IRN NRD00006
- (988)CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2002)
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Neil Stanley Harrison
IRN NSH00007
- (806)CF1 Director (AR) (9 Dec 2002 to 19 Nov 2004)
- (804)CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
- (805)CF4 Partner (AR) (1 Dec 2001 to 19 Nov 2004)
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Neil Thomas Lamplough
IRN NTL00001
- (81)CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2003)
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Neville Robert Baker
IRN NRB00008
- (580)CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2004)
- (581)CF7 Sole Trader (AR) (1 Dec 2001 to 10 Feb 2004)
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Nicholas Andrew Rhodes
IRN NAR01037
- (952)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2004)
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Nicholas Charles Bamber
IRN NCB01042
- (2220)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
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Nicholas Charles James
IRN NCJ00002
- (140)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
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Nicholas David Lake
IRN NDL00006
- (615)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007
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John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
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Mortgage & Investment Solutions Ltd (no longer appointed)
FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004
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Falkirk Mortgage Services (no longer appointed)
FRN 184541 · Appointed 3 Apr 2003 · Until 20 May 2003
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Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 3 Apr 2003 · Until 7 Jul 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies