Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Matthew McGibbon
IRN MXM00155
- (2688)CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2002)
Matthew Paul Wacogne
IRN MPW00010
- (2978)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Matthew Rees
IRN MLR01055
- (1987)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Matthew Richard Jarman
IRN MRJ00027
- (1470)CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)
Matthew Robert Keen
IRN MRK01039
- (290)CF22 Investment Adviser (Trainee) (23 Nov 2006 to 29 Oct 2007)
Maurice Ernest Robinson
IRN MER00018
- (2274)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2002)
Maurice Norwood
IRN MXN00034
- (327)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
Maxine Allison Chadaj
IRN MXS00200
- (2696)CF21 Investment Adviser (17 Oct 2005 to 29 Oct 2007)
- (2695)CF22 Investment Adviser (Trainee) (4 Mar 2005 to 17 Oct 2005)
Maxine Clarke
IRN MLC00002
- (1990)CF21 Investment Adviser (30 Dec 2004 to 14 Mar 2005)
Maxine Lorraine Webb
IRN MLW00010
- (1623)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
Kingsgate Law Ltd (no longer appointed)
FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007
The Finance Centre (no longer appointed)
FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
Mortgage Options (no longer appointed)
FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005
Mortgage Shop Oakham (no longer appointed)
FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (26)SMF5 Head of Internal Audit
2 days ago
controlled function added: (25)SMF9 Chair of the Governing Body
2 days ago
controlled function added: (24)[FCA CF] Significant management
2 days ago
controlled function added: (23)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (22)SMF24 Chief Operations
2 days ago
controlled function added: (21)[FCA CF] Client dealing
2 days ago
controlled function added: (20)SMF1 Chief Executive
2 days ago
controlled function added: (19)SMF3 Executive Director
2 days ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
2 days ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.