Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Keith Leslie John Wileman
IRN KLW00010
- (561)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2003)
Keith Malcolm Hipkin
IRN KXH00078
- (59)CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2004)
- (60)CF1 Director (AR) (1 Dec 2001 to 11 Feb 2004)
Keith Michael Hollinrake
IRN KMH00016
- (48)CF4 Partner (AR) (1 Dec 2001 to 21 Feb 2005)
Keith Michael Parr
IRN KMP00008
- (2782)CF21 Investment Adviser (19 Jul 2006 to 29 Oct 2007)
- (2781)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 19 Jul 2006)
Keith Michael Proudfoot
IRN KMP00013
- (267)CF1 Director (AR) (1 Dec 2001 to 17 Jan 2007)
Keith Robert Hood
IRN KRH00009
- (2900)CF1 Director (AR) (26 Apr 2005 to 29 Oct 2007)
Keith Ronald Slade
IRN KRS01049
- (959)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Keith Russell Harrison
IRN KRH00027
- (1462)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Keith Thirlwell
IRN KXT00039
- (49)CF4 Partner (AR) (1 Dec 2001 to 21 May 2004)
Keith William Betts
IRN KWB00006
- (2527)CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
- (2528)CF4 Partner (AR) (1 Dec 2001 to 16 Sep 2004)

Smaller firms operating under this firm's FCA authorisation.

Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
Kingsgate Law Ltd (no longer appointed)
FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007
The Finance Centre (no longer appointed)
FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
Mortgage Options (no longer appointed)
FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005
Mortgage Shop Oakham (no longer appointed)
FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
10 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
10 hours ago
controlled function added: (24)[FCA CF] Significant management
10 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (22)SMF24 Chief Operations
10 hours ago
controlled function added: (21)[FCA CF] Client dealing
10 hours ago
controlled function added: (20)SMF1 Chief Executive
10 hours ago
controlled function added: (19)SMF3 Executive Director
10 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.