Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Edward Martin
IRN DEM00003
- (1224)CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
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David Edward Vaughan
IRN DEV00003
- (778)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
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David Ellingworth
IRN DXE00032
- (111)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
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David Elliott
IRN DXE00026
- (2849)CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2002)
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David Ethan Tagger
IRN DET00008
- (405)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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David Geoffrey Hobbs
IRN DGH01101
- (3097)CF20 Significant Mgt (Settlements) (30 Oct 2006 to 1 Nov 2007)
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David George Fry
IRN DGF00007
- (9)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2007)
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David George Knight
IRN DGK01032
- (638)CF22 Investment Adviser (Trainee) (27 Nov 2006 to 25 May 2007)
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David Gilmour
IRN DXG00069
- (442)CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2002)
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David Graham Tredwell
IRN DGT00016
- (502)CF21 Investment Adviser (1 Dec 2001 to 20 May 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Daventry Financial Planning Limitred (no longer appointed)
FRN 201514 · Appointed 23 Nov 1999 · Until 19 Jul 2004
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Barfield Mortgage Services (no longer appointed)
FRN 201508 · Appointed 18 Nov 1999 · Until 24 May 2005
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Thomas Merrifield (Wallingford) Limited (no longer appointed)
FRN 201510 · Appointed 17 Nov 1999 · Until 2 Apr 2003
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Richard James Estate Agents (Irthlingborough) (no longer appointed)
FRN 201539 · Appointed 16 Nov 1999 · Until 22 May 2003
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North Yorkshire Mortgages Limited (no longer appointed)
FRN 201502 · Appointed 4 Nov 1999 · Until 17 Jan 2007
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The Mortgage Advice Centre (no longer appointed)
FRN 201493 · Appointed 1 Nov 1999 · Until 11 Feb 2004
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Feldean (Hainault) Limited (no longer appointed)
FRN 201501 · Appointed 1 Nov 1999 · Until 4 Oct 2006
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies