Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Dean Phillip Aspinall
IRN DPA00007
- (2300)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Dean Richard Ball
IRN DRB00036
- (2397)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
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Dean Stewart Scott
IRN DSS00011
- (460)CF22 Investment Adviser (Trainee) (15 Mar 2004 to 19 Mar 2004)
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Debbie Jane McFarlane
IRN DJM00134
- (101)CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2006)
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Debbie Matthews
IRN DXM46680
- (2640)[FCA CF] Material risk taker (9 Mar 2021 to 5 Jul 2021)
- (2641)[FCA CF] Manager of certification employee (1 Apr 2020 to 31 Mar 2021)
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Deborah Ann Shepherd
IRN DAS01211
- (2876)CF1 Director (AR) (11 Oct 2002 to 7 Feb 2005)
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Deborah Jane De Mola
IRN DJD00002
- (2592)CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
- (2591)CF22 Investment Adviser (Trainee) (7 Jun 2005 to 24 Mar 2006)
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Deborah Jane Taylor
IRN DJL00087
- (1498)CF1 Director (AR) (1 Dec 2001 to 25 Nov 2002)
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Deborah Jayne Jones
IRN DJJ01079
- (1193)CF4 Partner (AR) (13 Jun 2005 to 29 Oct 2007)
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Deborah Lewis
IRN DXL01266
- (841)CF1 Director (AR) (7 Jan 2003 to 23 Feb 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Hose Rhodes Dickson Limited (no longer appointed)
FRN 191322 · Appointed 29 Feb 2000 · Until 19 Dec 2001
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One to One Mortgages Ltd (no longer appointed)
FRN 193233 · Appointed 24 Feb 2000 · Until 28 May 2003
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Readings Property Services 11 (no longer appointed)
FRN 193333 · Appointed 21 Feb 2000 · Until 27 Sep 2002
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Madisons Estate Agents Ltd (no longer appointed)
FRN 191211 · Appointed 16 Feb 2000 · Until 20 Jan 2005
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Onn Financial Management (no longer appointed)
FRN 194060 · Appointed 15 Feb 2000 · Until 6 Aug 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies