Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jonathon Robert Noblett
IRN JRN00013
- (1429)CF1 Director (AR) (1 Dec 2001 to 12 Aug 2004)
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Joseph Gillen
IRN JXG00102
- (489)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Aug 2005)
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Joseph Leon Schwok
IRN JLS01148
- (2722)CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- (2723)CF22 Investment Adviser (Trainee) (8 Oct 2007 to 31 Oct 2007)
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Joseph Matthew Farrelly
IRN JMF00036
- (1601)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2005)
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Joseph Trimble
IRN JXT00065
- (607)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
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Julia Barclay Williams
IRN JBW00004
- (1992)CF21 Investment Adviser (30 Dec 2004 to 29 Oct 2007)
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Julia Ellen Pourmozafari
IRN JEP00050
- (1357)CF4 Partner (AR) (1 Dec 2001 to 27 Jul 2004)
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Julian Anthony Biela
IRN JAB00068
- (441)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
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Julian Goodlace
IRN JXG00083
- (627)CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)
- (628)CF7 Sole Trader (AR) (1 Dec 2001 to 27 Aug 2004)
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Julian Gwynfor Pole
IRN JGP00016
- (254)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
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Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
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Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
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Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
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TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
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BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
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The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies