Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Francis Henry McGarry
IRN FHM01014
- (1902)CF29 Significant management (27 May 2011 to 14 Sep 2012)
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Francis Kooi Seng Chua
IRN FKC01007
- (1884)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
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Francis Richard Meadows
IRN FRM00002
- (2863)CF4 Partner (AR) (14 Jul 2005 to 29 Oct 2007)
- (2862)CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2007)
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Francis Roger Dixon
IRN FRD00001
- (1666)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Francis William Smith
IRN FWS00003
- (573)CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
- (574)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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Frank Andrew Booth
IRN FAB01017
- (834)CF1 Director (AR) (1 Dec 2001 to 19 Dec 2005)
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Frank McCormick Kiernan
IRN FMK00002
- (1838)CF1 Director (AR) (23 Jul 2002 to 8 Mar 2005)
- (1837)CF4 Partner (AR) (1 Dec 2001 to 23 Jul 2002)
- (1836)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
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Frank Tunstall
IRN FAT00003
- (2043)CF30 Customer (1 Nov 2007 to 6 Jan 2008)
- (2045)CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
- (2044)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 17 Jul 2006)
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Frederick Sydney Stuart Thomas
IRN FST00002
- (1712)CF4 Partner (AR) (1 Dec 2001 to 22 Jan 2004)
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Gaetano Francesco Moliterno
IRN GFM01034
- (3121)CF1 Director (AR) (27 Oct 2004 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Cambridge Structures Housing Limited (no longer appointed)
FRN 192680 · Appointed 3 Aug 2000 · Until 1 Dec 2001
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Putterills of Hertfordshire (Wheathampstead) (no longer appointed)
FRN 193396 · Appointed 1 Aug 2000 · Until 30 May 2002
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Rivington Mortgage & Investment Services (no longer appointed)
FRN 192513 · Appointed 27 Jul 2000 · Until 10 Dec 2003
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Direct Financial Services (no longer appointed)
FRN 194059 · Appointed 25 Jul 2000 · Until 30 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies