Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gordon Harry Muggridge
IRN GHM00016
- (248)CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
Gordon Ivor Funnell
IRN GIF00002
- (472)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
Gordon Robert Burnett
IRN GRB00016
- (1087)CF22 Investment Adviser (Trainee) (12 Jan 2005 to 29 Oct 2007)
Gordon Stanley Chester Day
IRN DSD00006
- (2492)CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2004)
Gordon Walker
IRN GXW01266
- (1049)CF21 Investment Adviser (27 Aug 2002 to 31 Mar 2005)
- (1048)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Aug 2002)
Graeme Bradley
IRN GXB00105
- (2293)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Graeme Gary Vasey
IRN GGV00002
- (1700)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
Graeme Lionel Christopher Hodgson
IRN GXH00102
- (1635)CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2007)
Graeme Michael Cross
IRN GMC00021
- (2076)CF21 Investment Adviser (4 Nov 2005 to 29 Oct 2007)
- (2075)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 4 Nov 2005)
Graeme Robert Lyon
IRN GRL01052
- (1642)CF30 Customer (1 Nov 2007 to 15 Jan 2008)
- (1643)CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Tops Property Services Ltd (no longer appointed)
FRN 201968 · Appointed 26 Mar 2001 · Until 24 Apr 2003
Town & Country Property Services (Worcester) Limited (no longer appointed)
FRN 201963 · Appointed 26 Mar 2001 · Until 27 Aug 2003
Brook Independent Estate Agents (no longer appointed)
FRN 201943 · Appointed 23 Mar 2001 · Until 1 Dec 2001
Buy the House (no longer appointed)
FRN 201962 · Appointed 22 Mar 2001 · Until 1 Dec 2001
1st Class Mortgages (Scotland) Ltd (no longer appointed)
FRN 195402 · Appointed 22 Mar 2001 · Until 13 May 2002
JHS Limited (no longer appointed)
FRN 201969 · Appointed 22 Mar 2001 · Until 31 Mar 2003
Robjack Limited (no longer appointed)
FRN 201967 · Appointed 21 Mar 2001 · Until 29 Nov 2005
EFR Financial Services (no longer appointed)
FRN 201927 · Appointed 16 Mar 2001 · Until 31 Dec 2002
Atkinson Loller Ltd (no longer appointed)
FRN 201961 · Appointed 15 Mar 2001 · Until 15 Oct 2002
Nigel Green Estate Agents (no longer appointed)
FRN 201916 · Appointed 8 Mar 2001 · Until 15 Feb 2002

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
13 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
13 hours ago
controlled function added: (24)[FCA CF] Significant management
13 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (22)SMF24 Chief Operations
13 hours ago
controlled function added: (21)[FCA CF] Client dealing
13 hours ago
controlled function added: (20)SMF1 Chief Executive
13 hours ago
controlled function added: (19)SMF3 Executive Director
13 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
13 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.