Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Katie Elizabeth Biggs
IRN KEB01037
- (793)CF1 Director (AR) (18 Jun 2007 to 29 Oct 2007)
Katie Louise Worgan
IRN KXD29321
- (42)SMF7 Group Entity Senior Manager (since 17 Mar 2025)
Katie Packman
IRN KXP00333
- (7)[FCA CF] CASS oversight function (since 6 Apr 2023)
Keith Alan Jones
IRN KXJ00046
- (2246)CF21 Investment Adviser (20 Jan 2003 to 8 Sep 2005)
- (2245)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)
Keith Alan Pattinson
IRN KAP00018
- (264)CF1 Director (AR) (1 Dec 2001 to 15 Dec 2003)
Keith Anthony Alston
IRN KAA00010
- (215)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
Keith Armstrong Beck
IRN KAB00032
- (1576)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
Keith Brian
IRN KXB00096
- (1831)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
Keith Bruce Miller
IRN KBM00008
- (719)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 30 Jun 2003)
Keith Cecil Pointer
IRN KCP00009
- (2036)CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

David Collard & Co (no longer appointed)
FRN 441821 · Appointed 11 Nov 2005 · Until 28 Oct 2007
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 26 Oct 2005 · Until 28 Oct 2007
Roberts Hunt & Co (no longer appointed)
FRN 164074 · Appointed 25 Oct 2005 · Until 8 Jan 2007
UPS Financial Services (no longer appointed)
FRN 158249 · Appointed 5 Oct 2005 · Until 28 Oct 2007
Jacksons Estate Agents Ltd (no longer appointed)
FRN 440206 · Appointed 3 Oct 2005 · Until 4 Aug 2006
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 5 Sep 2005 · Until 22 Dec 2005
Burns and Co Maghera Ltd (no longer appointed)
FRN 134087 · Appointed 15 Jul 2005 · Until 28 Oct 2007
Castles Estate Agents Ltd (no longer appointed)
FRN 434913 · Appointed 1 Jul 2005 · Until 14 Dec 2005
R A Towse & Co (no longer appointed)
FRN 434343 · Appointed 20 Jun 2005 · Until 12 Mar 2007
Woodlands Estate Agents (no longer appointed)
FRN 433248 · Appointed 26 May 2005 · Until 16 Sep 2005

Updates to this firm's record on the FCA register.

4 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
4 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
4 hours ago
controlled function added: (24)[FCA CF] Significant management
4 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
4 hours ago
controlled function added: (22)SMF24 Chief Operations
4 hours ago
controlled function added: (21)[FCA CF] Client dealing
4 hours ago
controlled function added: (20)SMF1 Chief Executive
4 hours ago
controlled function added: (19)SMF3 Executive Director
4 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
4 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.