Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Michael Smith
IRN IMS00013
- (612)CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)
- (613)CF4 Partner (AR) (1 Dec 2001 to 22 Mar 2005)
Ian Morley
IRN IDM01059
- (1791)CF1 Director (AR) (1 Dec 2001 to 9 Jan 2009)
Ian Mottram
IRN IXM00059
- (192)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Ian Paul Kemp
IRN IPK00005
- (2679)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jan 2002)
Ian Philip Keeling
IRN IPK00004
- (1181)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2003)
Ian Reginald Bush
IRN IRB00006
- (2111)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Ian Richard Chamberlain
IRN IRC00014
- (3025)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
Ian Richard Crook
IRN IRC00021
- (158)CF21 Investment Adviser (22 May 2002 to 29 Oct 2007)
- (157)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 May 2002)
Ian Richard Edwards
IRN IRE00007
- (1435)CF21 Investment Adviser (1 Dec 2001 to 31 May 2007)
Ian Richard Wilson
IRN IRW01040
- (2866)CF1 Director (AR) (1 Dec 2001 to 1 Mar 2004)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Solutions (no longer appointed)
FRN 214167 · Appointed 1 Dec 2001 · Until 21 Mar 2006
Sharman Quinney Financial Services Limited (no longer appointed)
FRN 176792 · Appointed 1 Dec 2001 · Until 19 Aug 2004
The Mortgage Place Limited (no longer appointed)
FRN 187891 · Appointed 1 Dec 2001 · Until 25 Nov 2002
Wright Mortgages (no longer appointed)
FRN 214223 · Appointed 1 Dec 2001 · Until 20 Sep 2002
DD Insurance & Financial Services (no longer appointed)
FRN 162534 · Appointed 1 Dec 2001 · Until 13 Jul 2004
McLeod Ross Financial Advisers (no longer appointed)
FRN 207133 · Appointed 1 Nov 2001 · Until 15 Oct 2004
Preferential Properties Ltd (no longer appointed)
FRN 207132 · Appointed 31 Oct 2001 · Until 10 Apr 2002
P Birch, S Mansfield & I Perry (no longer appointed)
FRN 207115 · Appointed 30 Oct 2001 · Until 1 Dec 2001
North Star Mortgage Services (no longer appointed)
FRN 207112 · Appointed 29 Oct 2001 · Until 26 Feb 2003
Oxford Mortgage House (no longer appointed)
FRN 207111 · Appointed 29 Oct 2001 · Until 2 Apr 2003

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
11 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
11 hours ago
controlled function added: (24)[FCA CF] Significant management
11 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (22)SMF24 Chief Operations
11 hours ago
controlled function added: (21)[FCA CF] Client dealing
11 hours ago
controlled function added: (20)SMF1 Chief Executive
11 hours ago
controlled function added: (19)SMF3 Executive Director
11 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.