Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Guthrie
IRN JXG00055
- (1075)CF21 Investment Adviser (23 Sep 2002 to 29 Oct 2007)
- (1074)CF22 Investment Adviser (Trainee) (8 Jul 2002 to 23 Sep 2002)
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James Hughes
IRN JXH00170
- (488)CF21 Investment Adviser (15 Feb 2005 to 28 Sep 2005)
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James Ian Mitchell
IRN JIM00004
- (2550)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
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James Jaiparkash Bawa
IRN JJB00033
- (3132)CF1 Director (AR) (28 Jul 2004 to 29 Oct 2007)
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James John Austin
IRN JJA00004
- (2399)CF21 Investment Adviser (1 Dec 2001 to 19 May 2006)
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James John Corden
IRN JJC01080
- (925)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
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James Kersh
IRN JXK01207
- (1244)CF4 Partner (AR) (1 Dec 2001 to 21 Jul 2003)
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James Mark Platt
IRN JMP00007
- (708)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2005)
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James Mc Mullan
IRN JXM00245
- (142)CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
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James Michael Aitchison
IRN JMA01144
- (1944)CF22 Investment Adviser (Trainee) (26 Feb 2007 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
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Churston Finance UK Limited (no longer appointed)
FRN 158103 · Appointed 1 Dec 2001 · Until 19 Feb 2004
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Screetons Financial Services (no longer appointed)
FRN 161280 · Appointed 1 Dec 2001 · Until 22 May 2003
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Shooter Property Services (Banbridge) (no longer appointed)
FRN 211513 · Appointed 1 Dec 2001 · Until 2 Apr 2003
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Bank of Cyprus (London) Ltd (no longer appointed)
FRN 137270 · Appointed 1 Dec 2001 · Until 1 Dec 2001
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Fraser Lloyd Financial Services Ltd (no longer appointed)
FRN 178266 · Appointed 1 Dec 2001 · Until 13 Mar 2006
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Millbryn Financial Services (no longer appointed)
FRN 200862 · Appointed 1 Dec 2001 · Until 19 Feb 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies