Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John William Roe
IRN JWR01077
- (2215)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
John William Stewart Marles
IRN JWM00020
- (2499)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2003)
- (2500)CF7 Sole Trader (AR) (1 Dec 2001 to 18 Feb 2005)
John William Yorke Adlam
IRN JWA01050
- (511)CF28 Systems and controls (1 Nov 2007 to 31 Jul 2013)
- (512)CF15 Internal Audit (7 Sep 2007 to 31 Oct 2007)
John Woffinden
IRN JXW00149
- (503)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
Jolyon Hamilton Hart Frankis
IRN JHF00012
- (322)CF4 Partner (AR) (1 Dec 2001 to 6 Apr 2004)
- (321)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2003)
Jonathan Bloomfield
IRN JXB00033
- (2711)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
- (2712)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jan 2002)
Jonathan Cole
IRN JXC78357
- (23)SMF7 Group Entity Senior Manager (since 2 Jan 2024)
Jonathan Colwell Batten
IRN JCB01184
- (957)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
Jonathan David Bamford
IRN JDB00043
- (2292)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
Jonathan David Leslie Evans
IRN JDE00009
- (1551)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Whitegates Estate Agents. (no longer appointed)
FRN 223465 · Appointed 7 Mar 2003 · Until 29 Apr 2003
E Mehmet (no longer appointed)
FRN 214153 · Appointed 5 Mar 2003 · Until 6 Aug 2004
Annette Jones (no longer appointed)
FRN 214157 · Appointed 5 Mar 2003 · Until 14 Mar 2003
First Call Finance (no longer appointed)
FRN 214386 · Appointed 5 Mar 2003 · Until 30 Sep 2003
Newton & Derry (Newark) Ltd (no longer appointed)
FRN 222734 · Appointed 10 Feb 2003 · Until 20 Jan 2005
Key Estate Agents (Attleborough) Ltd (no longer appointed)
FRN 222733 · Appointed 10 Feb 2003 · Until 20 Jan 2005
Mortgage Advice Bureau (no longer appointed)
FRN 222624 · Appointed 6 Feb 2003 · Until 11 Mar 2005
Friday Feeling Ltd (no longer appointed)
FRN 222589 · Appointed 5 Feb 2003 · Until 16 Feb 2005
Molyneux Estates (no longer appointed)
FRN 222580 · Appointed 5 Feb 2003 · Until 16 Apr 2003
Ashton Financial Consultants Ltd (no longer appointed)
FRN 221621 · Appointed 2 Jan 2003 · Until 9 Jun 2003

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
10 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
10 hours ago
controlled function added: (24)[FCA CF] Significant management
10 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (22)SMF24 Chief Operations
10 hours ago
controlled function added: (21)[FCA CF] Client dealing
10 hours ago
controlled function added: (20)SMF1 Chief Executive
10 hours ago
controlled function added: (19)SMF3 Executive Director
10 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.