Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Aidan O'Connor
IRN AXO00013
- (2525)CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2004)
- (2526)CF7 Sole Trader (AR) (1 Dec 2001 to 9 Jun 2004)
Aiden Patrick Goldrick
IRN APG00017
- (427)CF7 Sole Trader (AR) (1 Dec 2001 to 29 Oct 2004)
- (426)CF21 Investment Adviser (1 Dec 2001 to 20 Oct 2003)
Aimee Bowkett
IRN AXB04234
- (2596)[FCA CF] Client dealing (13 Nov 2023 to 14 Nov 2023)
Alan Butcher
IRN AXB06556
- (2654)[FCA CF] Significant management (1 Apr 2020 to 21 Oct 2021)
Alan Charles Robinson
IRN ACR00012
- (36)CF1 Director (AR) (1 Dec 2001 to 2 Oct 2003)
Alan Currie
IRN AXC01484
- (1248)CF21 Investment Adviser (3 Sep 2002 to 29 Oct 2007)
- (1247)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Sep 2002)
Alan David Davis
IRN ADD00009
- (642)CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
Alan David Huddart
IRN ADH00019
- (2204)CF21 Investment Adviser (22 Jul 2002 to 29 Oct 2007)
- (2203)CF22 Investment Adviser (Trainee) (5 Mar 2002 to 22 Jul 2002)
Alan Douglas Aldridge
IRN ADA00008
- (88)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Oct 2005)
Alan Drew Rae
IRN ADR00014
- (950)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Avery Cole Independent Valuers Surveyors & Estate Agents (no longer appointed)
FRN 176156 · Appointed 1 Apr 1992 · Until 26 Sep 2003
Gibsons Property Services (no longer appointed)
FRN 159019 · Appointed 1 Apr 1992 · Until 22 Apr 2006
SM Rahman Management & Financial Services (no longer appointed)
FRN 157191 · Appointed 26 Mar 1992 · Until 19 Aug 2004
Sandra Davidson (no longer appointed)
FRN 159729 · Appointed 23 Mar 1992 · Until 8 Jan 2002
Qashe Limited (no longer appointed)
FRN 164279 · Appointed 19 Mar 1992 · Until 1 Dec 2001
1st Choice Financial Appointments (no longer appointed)
FRN 165046 · Appointed 8 Mar 1992 · Until 1 Dec 2001
Howard Financial Services (no longer appointed)
FRN 157483 · Appointed 1 Mar 1992 · Until 1 Dec 2001
West Coast Insurance Services (no longer appointed)
FRN 161416 · Appointed 29 Feb 1992 · Until 5 Feb 2003
B&P Croft (no longer appointed)
FRN 160615 · Appointed 19 Feb 1992 · Until 28 Jan 2002
Taylor Robinson (no longer appointed)
FRN 164390 · Appointed 18 Feb 1992 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
14 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
14 hours ago
controlled function added: (24)[FCA CF] Significant management
14 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (22)SMF24 Chief Operations
14 hours ago
controlled function added: (21)[FCA CF] Client dealing
14 hours ago
controlled function added: (20)SMF1 Chief Executive
14 hours ago
controlled function added: (19)SMF3 Executive Director
14 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
14 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.