Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Keith Leslie John Wileman
IRN KLW00010
- (561)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2003)
-
Keith Malcolm Hipkin
IRN KXH00078
- (59)CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2004)
- (60)CF1 Director (AR) (1 Dec 2001 to 11 Feb 2004)
-
Keith Michael Hollinrake
IRN KMH00016
- (48)CF4 Partner (AR) (1 Dec 2001 to 21 Feb 2005)
-
Keith Michael Parr
IRN KMP00008
- (2782)CF21 Investment Adviser (19 Jul 2006 to 29 Oct 2007)
- (2781)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 19 Jul 2006)
-
Keith Michael Proudfoot
IRN KMP00013
- (267)CF1 Director (AR) (1 Dec 2001 to 17 Jan 2007)
-
Keith Robert Hood
IRN KRH00009
- (2900)CF1 Director (AR) (26 Apr 2005 to 29 Oct 2007)
-
Keith Ronald Slade
IRN KRS01049
- (959)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
-
Keith Russell Harrison
IRN KRH00027
- (1462)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
-
Keith Thirlwell
IRN KXT00039
- (49)CF4 Partner (AR) (1 Dec 2001 to 21 May 2004)
-
Keith William Betts
IRN KWB00006
- (2527)CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
- (2528)CF4 Partner (AR) (1 Dec 2001 to 16 Sep 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
-
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
-
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
-
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
-
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
-
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (26)SMF5 Head of Internal Audit
-
controlled function added: (25)SMF9 Chair of the Governing Body
-
controlled function added: (24)[FCA CF] Significant management
-
controlled function added: (23)SMF7 Group Entity Senior Manager
-
controlled function added: (22)SMF24 Chief Operations
-
controlled function added: (21)[FCA CF] Client dealing
-
controlled function added: (20)SMF1 Chief Executive
-
controlled function added: (19)SMF3 Executive Director
-
controlled function added: (18)[FCA CF] Functions requiring qualifications
-
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies