Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jessica Townley
IRN JXT67411
- (2639)[FCA CF] Manager of certification employee (13 May 2024 to 31 May 2024)
- (2638)[FCA CF] Material risk taker (1 May 2023 to 18 Mar 2024)
Jill Ethel Margaret Magee
IRN JEM00032
- (1221)CF1 Director (AR) (2 Nov 2004 to 29 Oct 2007)
- (1220)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Joanne Elizabeth Garland
IRN JEG01065
- (2212)CF22 Investment Adviser (Trainee) (1 Oct 2002 to 29 Oct 2007)
Joanne Wraith
IRN JXC00031
- (993)CF21 Investment Adviser (18 Jan 2005 to 29 Oct 2007)
John Adrian Law
IRN JAL00048
- (2294)CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
John Alan Essam
IRN JAE00011
- (37)CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2002)
John Alan Green
IRN JAG00019
- (2562)CF4 Partner (AR) (1 Dec 2001 to 16 Sep 2004)
- (2561)CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2002)
John Allen
IRN JXA00067
- (1541)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
John Andrew French
IRN JAF00028
- (1847)CF1 Director (AR) (11 Mar 2004 to 2 Mar 2005)
- (1846)CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
John Angus William Burns
IRN JAB00086
- (1575)CF1 Director (AR) (6 Sep 2004 to 29 Oct 2007)
- (1574)CF4 Partner (AR) (1 Dec 2001 to 6 Sep 2004)

Smaller firms operating under this firm's FCA authorisation.

The Property Shop Swindon Independent Estate Agents (no longer appointed)
FRN 200998 · Appointed 16 Dec 1996 · Until 9 Jan 2002
Webbers Property Services (Exmoor) Ltd (no longer appointed)
FRN 201109 · Appointed 5 Dec 1996 · Until 2 Oct 2002
Thomas Merrifield Oxford Limited (no longer appointed)
FRN 187228 · Appointed 4 Dec 1996 · Until 7 Apr 2003
Thomas Merrifield (Bicester) Limited (no longer appointed)
FRN 187857 · Appointed 4 Dec 1996 · Until 7 Apr 2003
Ellis and Company (no longer appointed)
FRN 200999 · Appointed 1 Dec 1996 · Until 6 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 1 Dec 1996 · Until 6 Feb 2003
Everington & Ruddle Financial Services (no longer appointed)
FRN 181745 · Appointed 8 Nov 1996 · Until 6 Aug 2004
AfterDecree Ltd (no longer appointed)
FRN 183544 · Appointed 1 Oct 1996 · Until 1 Dec 2001
Whitegates Estate Agents (no longer appointed)
FRN 200977 · Appointed 24 Sep 1996 · Until 17 May 2002
Shire Financial Management (no longer appointed)
FRN 201338 · Appointed 20 Sep 1996 · Until 27 Mar 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.