Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christina Johnson
IRN CXJ01164
- (1966)CF21 Investment Adviser (5 Oct 2007 to 29 Oct 2007)
- (1965)CF22 Investment Adviser (Trainee) (18 Apr 2006 to 5 Oct 2007)
Christine Anne Barrell
IRN CAB00081
- (1826)CF4 Partner (AR) (1 Dec 2001 to 25 Feb 2002)
Christine Elizabeth Baker
IRN CEB00008
- (616)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Christine Mitchell
IRN CXM00107
- (2683)CF1 Director (AR) (18 Jul 2003 to 12 Aug 2004)
- (2681)CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)
- (2682)CF4 Partner (AR) (1 Dec 2001 to 18 Jul 2003)
Christine Rutherford
IRN CXR00055
- (388)CF4 Partner (AR) (1 Dec 2001 to 13 Apr 2005)
Christine Sylvia Hodgson
IRN CSH01057
- (673)CF1 Director (AR) (2 Sep 2003 to 20 Apr 2004)
Christopher Alan Green
IRN CAG00013
- (205)CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2006)
- (206)CF1 Director (AR) (1 Dec 2001 to 17 Oct 2006)
Christopher Allen
IRN CXA00011
- (782)CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
Christopher Andrew
IRN CXA00033
- (269)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Christopher Chapleo
IRN CXC00081
- (2422)CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2002)

Smaller firms operating under this firm's FCA authorisation.

Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002
Key Financial Services (no longer appointed)
FRN 185200 · Appointed 30 Sep 1997 · Until 5 Aug 2002
JR Hopper & Co (Property Services) Limited (no longer appointed)
FRN 186990 · Appointed 23 Sep 1997 · Until 8 Apr 2004
Peter Davies & Company (no longer appointed)
FRN 201078 · Appointed 1 Sep 1997 · Until 17 Mar 2003
Doug Harris Financial Services (no longer appointed)
FRN 184971 · Appointed 1 Sep 1997 · Until 6 Aug 2004
Plas Wye Consultancy (no longer appointed)
FRN 185201 · Appointed 1 Sep 1997 · Until 1 Dec 2001
Patrick Beech Mortgage & Financial Services (no longer appointed)
FRN 186449 · Appointed 1 Sep 1997 · Until 4 Nov 2002
Harcourt Financial Services Limited (no longer appointed)
FRN 201141 · Appointed 1 Sep 1997 · Until 16 Apr 2003
Country Estates (Glengormley) (no longer appointed)
FRN 184810 · Appointed 27 Aug 1997 · Until 1 Dec 2001
Slades Estate Agents (Bransgore) (no longer appointed)
FRN 186277 · Appointed 24 Aug 1997 · Until 25 Sep 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.