Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ERL Financial Limited
FRN 531793
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- Responsible for Insurance Mediation (1 Apr 2011 to 30 Sep 2018)
- CF1 Director (1 Apr 2011 to 8 Dec 2019)
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- CF2 Non Executive Director (AR) (14 Nov 2011 to 12 Nov 2012)
- CF1 Director (AR) (19 Jan 2007 to 12 Nov 2012)
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- CF1 Director (AR) (18 Jul 2003 to 12 Aug 2004)
- CF4 Partner (AR) (1 Dec 2001 to 18 Jul 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2002)
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- CF1 Director (AR) (18 Jul 2003 to 12 Aug 2004)
- CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)
- CF4 Partner (AR) (1 Dec 2001 to 18 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.