Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (1 Apr 2011 to 30 Sep 2018)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF2 Non Executive Director (AR) (14 Nov 2011 to 12 Nov 2012)
    • CF1 Director (AR) (19 Jan 2007 to 12 Nov 2012)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF1 Director (AR) (18 Jul 2003 to 12 Aug 2004)
    • CF4 Partner (AR) (1 Dec 2001 to 18 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (AR) (18 Jul 2003 to 12 Aug 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)
    • CF4 Partner (AR) (1 Dec 2001 to 18 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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