Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip Lawton
IRN PXL01226
- (1241)CF4 Partner (AR) (1 Dec 2001 to 21 Jul 2003)
Philip Leslie James
IRN PLJ00012
- (2476)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
Philip Leslie Radestock
IRN PLR01024
- (1827)CF22 Investment Adviser (Trainee) (7 Jul 2005 to 27 Jan 2006)
Philip Mark Banfield
IRN PMB00029
- (3051)CF4 Partner (AR) (16 Oct 2003 to 22 Nov 2004)
- (3050)CF7 Sole Trader (AR) (1 Dec 2001 to 16 Oct 2003)
- (3049)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2004)
Philip Raymond Clarke
IRN PRC00058
- (792)CF22 Investment Adviser (Trainee) (24 May 2005 to 24 May 2005)
Philip Raymond Wright
IRN PRW00020
- (1231)CF21 Investment Adviser (7 Apr 2006 to 28 Jul 2006)
- (1230)CF22 Investment Adviser (Trainee) (17 May 2005 to 7 Apr 2006)
Philip William Matten
IRN PWM00020
- (1798)CF7 Sole Trader (AR) (1 Dec 2001 to 8 Feb 2005)
- (1797)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Philippa Joan Scott
IRN PJS01310
- (370)CF10 Compliance Oversight (26 Jan 2011 to 10 Jan 2014)
Phillip Anthony Thomas
IRN PAT00019
- (2535)CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- (2536)CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Phillip Bernard Cook
IRN PBC00012
- (1646)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2007)

Smaller firms operating under this firm's FCA authorisation.

Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
Kingsgate Law Ltd (no longer appointed)
FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007
The Finance Centre (no longer appointed)
FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
Mortgage Options (no longer appointed)
FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005
Mortgage Shop Oakham (no longer appointed)
FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.