Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gary John Needham
IRN GJN00008
- (83)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Feb 2002)
- (84)CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)
- (85)CF7 Sole Trader (AR) (1 Dec 2001 to 29 Mar 2004)
Gary John O'Keeffe
IRN GJO00007
- (1071)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Gary John Pennington
IRN GJP00031
- (202)CF22 Investment Adviser (Trainee) (19 May 2005 to 19 Jul 2005)
Gary Jones
IRN GXJ00031
- (513)CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
Gary Kenneth Calladine
IRN GKC00005
- (413)CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2002)
Gary Little
IRN GXL00070
- (2295)CF1 Director (AR) (1 Dec 2001 to 25 Mar 2003)
Gary Maddison
IRN GXM00133
- (1028)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (1027)CF22 Investment Adviser (Trainee) (3 Sep 2002 to 2 Apr 2003)
Gary Patrick O'Connor
IRN GPO00007
- (397)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Gary Steven Lepage Keefe
IRN GSL00007
- (2426)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
Gary Thomas Paul
IRN GTP00006
- (2197)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Peter Ball & Co Estate Agents Ltd (no longer appointed)
FRN 201418 · Appointed 25 Aug 1999 · Until 19 Jul 2003
Town & Country Estates, Estate Agents & Financial Services (no longer appointed)
FRN 201426 · Appointed 20 Aug 1999 · Until 9 Dec 2005
Savidge (no longer appointed)
FRN 201415 · Appointed 19 Aug 1999 · Until 30 Oct 2004
Young & Manser Ltd (no longer appointed)
FRN 201401 · Appointed 13 Aug 1999 · Until 1 Dec 2001
Simpsons (Mortgage Services) Ltd (no longer appointed)
FRN 201402 · Appointed 11 Aug 1999 · Until 7 Mar 2002
Simpsons Estate Agents (Esher) Limited (no longer appointed)
FRN 201410 · Appointed 11 Aug 1999 · Until 7 Mar 2002
Simpsons Estate Agents (Walton) Limited (no longer appointed)
FRN 201411 · Appointed 11 Aug 1999 · Until 7 Mar 2002
Simpsons Estate Agents (West Byfleet) Limited (no longer appointed)
FRN 201414 · Appointed 11 Aug 1999 · Until 7 Apr 2005
Claire Parkinson Mortgage Services (no longer appointed)
FRN 201420 · Appointed 11 Aug 1999 · Until 25 Nov 2004
Simpsons Estate Agents (Cobham) Limited (no longer appointed)
FRN 201412 · Appointed 11 Aug 1999 · Until 7 Mar 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.