Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Michael Wardle
IRN DMW00019
- (2909)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
David Michael Wright
IRN DMW00035
- (1736)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jan 2002)
David Millar
IRN DXM00193
- (221)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
David Nicholas Eccles
IRN DNE00004
- (1395)CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2004)
David Nicholas Rafferty
IRN DNR00014
- (1333)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)
David Noel Brown
IRN DNB00013
- (1527)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
David Norwood Robins
IRN DNR01019
- (2975)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
David O'Donoghue
IRN DXO01163
- (1015)CF21 Investment Adviser (22 Aug 2007 to 29 Oct 2007)
- (1014)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 22 Aug 2007)
David O'Flaherty
IRN DXO00025
- (579)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Owen Charles
IRN DOC00002
- (1606)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Advice Centre (no longer appointed)
FRN 193321 · Appointed 13 Sep 1999 · Until 5 Feb 2007
Paul Clements Shelton & Co (no longer appointed)
FRN 190364 · Appointed 9 Sep 1999 · Until 29 Nov 2002
Archers Estate Agents (no longer appointed)
FRN 201432 · Appointed 8 Sep 1999 · Until 20 Jan 2005
Birmingham City Plc (no longer appointed)
FRN 201435 · Appointed 7 Sep 1999 · Until 11 Sep 2002
Seekers Moseley (no longer appointed)
FRN 201427 · Appointed 3 Sep 1999 · Until 16 Jan 2007
Hanover Shine Sales Limited (no longer appointed)
FRN 201434 · Appointed 2 Sep 1999 · Until 1 Jul 2003
Newman Commerical (no longer appointed)
FRN 201422 · Appointed 2 Sep 1999 · Until 12 Jun 2003
Voluntary Service Overseas (no longer appointed)
FRN 201425 · Appointed 2 Sep 1999 · Until 30 Apr 2002
Newman Surveyors (no longer appointed)
FRN 201423 · Appointed 2 Sep 1999 · Until 12 Jun 2003
Morgan Financial Services (no longer appointed)
FRN 201417 · Appointed 26 Aug 1999 · Until 13 Aug 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.