Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Owen Thomas
IRN DOT00001
- (365)CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)
David Pank
IRN DXP00156
- (1806)CF1 Director (AR) (7 Aug 2003 to 16 Mar 2005)
- (1805)CF4 Partner (AR) (1 Dec 2001 to 7 Aug 2003)
David Paolo Rutherford
IRN DPR00015
- (346)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
- (347)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
David Paul Leslie
IRN DPL01048
- (981)CF22 Investment Adviser (Trainee) (18 Aug 2006 to 29 Oct 2007)
David Paul Webster
IRN DPW00016
- (2017)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
- (2018)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Aug 2004)
David Peter Airs
IRN DPA00006
- (3069)CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)
David Philip Howl
IRN DPH00004
- (1097)CF21 Investment Adviser (27 Feb 2006 to 29 Oct 2007)
- (1096)CF22 Investment Adviser (Trainee) (13 May 2005 to 27 Feb 2006)
David Philip Taylor
IRN DPT00012
- (2314)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jul 2004)
David Reid Joiner
IRN DRJ00002
- (741)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
David Robert Acford
IRN DRA00013
- (1590)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)

Smaller firms operating under this firm's FCA authorisation.

Daleworth Limited (no longer appointed)
FRN 201532 · Appointed 14 Dec 1999 · Until 1 Dec 2001
Bob Gutteridge Estate Agents (no longer appointed)
FRN 201536 · Appointed 14 Dec 1999 · Until 20 Mar 2002
Paul Jeffreys Independent Estate Agents (no longer appointed)
FRN 201527 · Appointed 13 Dec 1999 · Until 12 Sep 2002
Mortgage Talk Direct Limited (no longer appointed)
FRN 201530 · Appointed 9 Dec 1999 · Until 10 Mar 2005
Mortgage Solutions (no longer appointed)
FRN 201525 · Appointed 9 Dec 1999 · Until 21 Jan 2004
Perry and Chambers (no longer appointed)
FRN 201580 · Appointed 7 Dec 1999 · Until 1 May 2003
Moscrops (no longer appointed)
FRN 207018 · Appointed 7 Dec 1999 · Until 25 Nov 2004
Associates Financial Management Limited (no longer appointed)
FRN 201529 · Appointed 6 Dec 1999 · Until 28 Jul 2003
Irving Financial Services (no longer appointed)
FRN 201528 · Appointed 6 Dec 1999 · Until 5 Apr 2004
Abraxas Insurance Services (no longer appointed)
FRN 201518 · Appointed 30 Nov 1999 · Until 21 Feb 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.