Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Derek John Hale
IRN DJH00104
- (1614)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
Derek John Isaac
IRN DJI00011
- (2784)CF1 Director (AR) (24 Apr 2003 to 19 Jul 2006)
Derek Leslie Gurden
IRN DLG00013
- (243)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (244)CF7 Sole Trader (AR) (1 Dec 2001 to 20 Sep 2004)
Derek Roy Povey
IRN DRP00005
- (2576)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Derek William Yeates
IRN DWY00003
- (213)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Derek Winnard
IRN DXW00107
- (410)CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
Derek Yates
IRN DXY00001
- (298)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
Derrick Hastie
IRN DXH00274
- (22)SMF24 Chief Operations (since 23 Mar 2026)
- (2887)[FCA CF] Material risk taker (12 May 2021 to 16 Jun 2021)
- (2886)SMF18 Other Overall Responsibility (29 Apr 2021 to 22 Mar 2026)
- (2888)[FCA CF] Significant management (1 Apr 2021 to 29 Apr 2021)
Desmond James Turley
IRN DJT00055
- (544)CF4 Partner (AR) (1 Dec 2001 to 17 Mar 2005)
Desmond Joseph Mulcahy
IRN DJM00025
- (643)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Thistle House Limited (no longer appointed)
FRN 193930 · Appointed 21 Jul 2000 · Until 5 Jun 2002
Putterills of Hertfordshire (Welwyn) (no longer appointed)
FRN 192413 · Appointed 19 Jul 2000 · Until 30 May 2002
Brieley & Co (no longer appointed)
FRN 201757 · Appointed 18 Jul 2000 · Until 28 May 2004
Putterills of Hertfordshire (Knenworth) (no longer appointed)
FRN 201758 · Appointed 18 Jul 2000 · Until 30 May 2002
Kelway Law Estate Agents (no longer appointed)
FRN 193539 · Appointed 18 Jul 2000 · Until 11 Dec 2001
Beerstone Financial Services (no longer appointed)
FRN 201791 · Appointed 13 Jul 2000 · Until 21 Oct 2003
Caslings (no longer appointed)
FRN 193527 · Appointed 13 Jul 2000 · Until 19 Dec 2001
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 11 Jul 2000 · Until 14 Feb 2002
Gary O'Connor Insurance & Investment Services (no longer appointed)
FRN 192331 · Appointed 11 Jul 2000 · Until 2 Jul 2004
Harrison Ingram Estate Agents (no longer appointed)
FRN 194122 · Appointed 11 Jul 2000 · Until 14 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.