Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Owen Thomas
IRN DOT00001
- (365)CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)
David Pank
IRN DXP00156
- (1806)CF1 Director (AR) (7 Aug 2003 to 16 Mar 2005)
- (1805)CF4 Partner (AR) (1 Dec 2001 to 7 Aug 2003)
David Paolo Rutherford
IRN DPR00015
- (346)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
- (347)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
David Paul Leslie
IRN DPL01048
- (981)CF22 Investment Adviser (Trainee) (18 Aug 2006 to 29 Oct 2007)
David Paul Webster
IRN DPW00016
- (2017)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
- (2018)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Aug 2004)
David Peter Airs
IRN DPA00006
- (3069)CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)
David Philip Howl
IRN DPH00004
- (1097)CF21 Investment Adviser (27 Feb 2006 to 29 Oct 2007)
- (1096)CF22 Investment Adviser (Trainee) (13 May 2005 to 27 Feb 2006)
David Philip Taylor
IRN DPT00012
- (2314)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jul 2004)
David Reid Joiner
IRN DRJ00002
- (741)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
David Robert Acford
IRN DRA00013
- (1590)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)

Smaller firms operating under this firm's FCA authorisation.

Thistle House Limited (no longer appointed)
FRN 193930 · Appointed 21 Jul 2000 · Until 5 Jun 2002
Putterills of Hertfordshire (Welwyn) (no longer appointed)
FRN 192413 · Appointed 19 Jul 2000 · Until 30 May 2002
Brieley & Co (no longer appointed)
FRN 201757 · Appointed 18 Jul 2000 · Until 28 May 2004
Putterills of Hertfordshire (Knenworth) (no longer appointed)
FRN 201758 · Appointed 18 Jul 2000 · Until 30 May 2002
Kelway Law Estate Agents (no longer appointed)
FRN 193539 · Appointed 18 Jul 2000 · Until 11 Dec 2001
Beerstone Financial Services (no longer appointed)
FRN 201791 · Appointed 13 Jul 2000 · Until 21 Oct 2003
Caslings (no longer appointed)
FRN 193527 · Appointed 13 Jul 2000 · Until 19 Dec 2001
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 11 Jul 2000 · Until 14 Feb 2002
Gary O'Connor Insurance & Investment Services (no longer appointed)
FRN 192331 · Appointed 11 Jul 2000 · Until 2 Jul 2004
Harrison Ingram Estate Agents (no longer appointed)
FRN 194122 · Appointed 11 Jul 2000 · Until 14 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.