Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gary John Needham
IRN GJN00008
- (83)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Feb 2002)
- (84)CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)
- (85)CF7 Sole Trader (AR) (1 Dec 2001 to 29 Mar 2004)
Gary John O'Keeffe
IRN GJO00007
- (1071)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Gary John Pennington
IRN GJP00031
- (202)CF22 Investment Adviser (Trainee) (19 May 2005 to 19 Jul 2005)
Gary Jones
IRN GXJ00031
- (513)CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
Gary Kenneth Calladine
IRN GKC00005
- (413)CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2002)
Gary Little
IRN GXL00070
- (2295)CF1 Director (AR) (1 Dec 2001 to 25 Mar 2003)
Gary Maddison
IRN GXM00133
- (1028)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (1027)CF22 Investment Adviser (Trainee) (3 Sep 2002 to 2 Apr 2003)
Gary Patrick O'Connor
IRN GPO00007
- (397)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Gary Steven Lepage Keefe
IRN GSL00007
- (2426)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
Gary Thomas Paul
IRN GTP00006
- (2197)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Larards (no longer appointed)
FRN 194185 · Appointed 6 Nov 2000 · Until 26 Nov 2004
Money Matters (NW) Ltd (no longer appointed)
FRN 194186 · Appointed 2 Nov 2000 · Until 2 Feb 2005
McAtavey Property Services (no longer appointed)
FRN 194195 · Appointed 1 Nov 2000 · Until 2 Jun 2003
Anagram Financial Services Ltd (no longer appointed)
FRN 194696 · Appointed 1 Nov 2000 · Until 19 Oct 2005
Ray Richards & Associates (no longer appointed)
FRN 194387 · Appointed 1 Nov 2000 · Until 18 Oct 2004
Powergen UK Plc (no longer appointed)
FRN 194189 · Appointed 23 Oct 2000 · Until 13 Nov 2002
R R Clarke Professional Associates (no longer appointed)
FRN 194198 · Appointed 19 Oct 2000 · Until 3 Dec 2002
BDML Connect Ltd (no longer appointed)
FRN 194190 · Appointed 12 Oct 2000 · Until 25 Feb 2002
Wild & Griffiths (no longer appointed)
FRN 162816 · Appointed 10 Oct 2000 · Until 27 Sep 2004
Morrison Property Services Ltd (no longer appointed)
FRN 193716 · Appointed 10 Oct 2000 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.